Mauricio Garret
Professional Summary
Mauricio Garret, who also goes by Mauricio Garret De Melo, Mauricio G De Melo Filho, Mauricio Garret De Melo Filho, Mauricio Garret Demelofilho, Mauricio Garret, Mauricio Garret De Melo Filho, is a registered financial advisor currently at INTER SECURITIES LLC located in Miami, Florida. Mauricio is registered as a RR (Registered Representative) and started their career in finance in 2011. Mauricio has worked at 5 firms and has passed the Series 63, Series 7TO, SIE...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mauricio Garret De Melo, Mauricio G De Melo Filho, Mauricio Garret De Melo Filho, Mauricio Garret Demelofilho, Mauricio Garret, Mauricio Garret De Melo Filho
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
INTER SECURITIES LLC | USEND SECURITIES LLC | INTER&CO SECURITIES LLC
Contact Information
Main Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131Mailing Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131Phone Number
(310) 698-0164Established
Delaware since 08/02/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mauricio Garret's CRS (Customer Relationship Summary).
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