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Mauricio Garret

INTER SECURITIES
Miami, FL
·CRD# 5911884·15 years experience

Professional Summary

Mauricio Garret, who also goes by Mauricio Garret De Melo, Mauricio G De Melo Filho, Mauricio Garret De Melo Filho, Mauricio Garret Demelofilho, Mauricio Garret, Mauricio Garret De Melo Filho, is a registered financial advisor currently at INTER SECURITIES LLC located in Miami, Florida. Mauricio is registered as a RR (Registered Representative) and started their career in finance in 2011. Mauricio has worked at 5 firms and has passed the Series 63, Series 7TO, SIE...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mauricio Garret De Melo, Mauricio G De Melo Filho, Mauricio Garret De Melo Filho, Mauricio Garret Demelofilho, Mauricio Garret, Mauricio Garret De Melo Filho

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

Current

INTER SECURITIES LLCCurrent·CRD# 317278
BD
501 Brickell Key Drive Suite 201, Miami, FL 33131
July 26, 2024 - Present

Past

STONEX FINANCIAL INC.Past·CRD# 45993
BD
New York, NY
January 13, 2023 - March 2, 2023
C6 CAPITAL SECURITIES LLCPast·CRD# 299058
BD
New York, NY
March 15, 2019 - October 7, 2021
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
New York, NY
July 5, 2016 - November 12, 2018
BTG PACTUAL US CAPITAL, LLCPast·CRD# 149486
BD
New York, NY
May 2, 2011 - February 24, 2016

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Current Firm

IS
INTER SECURITIES LLC

INTER SECURITIES LLC | USEND SECURITIES LLC | INTER&CO SECURITIES LLC

CRD#: 317278 / SEC#: 8-70985
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

501 Brickell Key Drive, Suite 201, Miami, FL 33131

Mailing Address

501 Brickell Key Drive, Suite 201, Miami, FL 33131

Phone Number

(310) 698-0164

Established

Delaware since 08/02/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INTER US HOLDING, INC.SOLE MEMBER—
MARCILIO, FELIPECEO7350536
ROZWADOWSKI, YASMINCOO6826177
TOROLA, JOHN THOMASCFO1619507
TORRES, NINA MICHELLECCO6455404

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/26/2024)
RR
Alaska
(7/29/2024)
RR
Arizona
(8/6/2024)
RR
Arkansas
(8/8/2024)
RR
California
(7/26/2024)
RR
Colorado
(7/29/2024)
RR
Connecticut
(7/29/2024)
RR
Delaware
(8/1/2024)
RR
District of Columbia
(8/2/2024)
RR
Florida
(7/26/2024)
RR
Georgia
(7/29/2024)
RR
Hawaii
(8/1/2024)
RR
Idaho
(7/29/2024)
RR
Illinois
(7/29/2025)
RR
Indiana
(3/6/2025)
RR
Iowa
(7/30/2024)
RR
Kansas
(7/26/2024)
RR
Kentucky
(7/29/2024)
RR
Louisiana
(8/1/2024)
RR
Maine
(7/30/2024)
RR
Maryland
(8/1/2024)
RR
Massachusetts
(3/11/2025)
RR
Michigan
(7/30/2024)
RR
Minnesota
(7/26/2024)
RR
Mississippi
(7/26/2024)
RR
Missouri
(7/26/2024)
RR
Montana
(7/29/2024)
RR
Nebraska
(7/26/2024)
RR
Nevada
(7/26/2024)
RR
New Hampshire
(7/29/2024)
RR
New Jersey
(10/4/2024)
RR
New Mexico
(7/29/2024)
RR
New York
(7/26/2024)
RR
North Carolina
(7/26/2024)
RR
North Dakota
(7/29/2024)
RR
Ohio
(7/26/2024)
RR
Oklahoma
(7/29/2024)
RR
Oregon
(7/29/2024)
RR
Pennsylvania
(7/29/2024)
RR
Puerto Rico
(4/7/2025)
RR
Rhode Island
(7/29/2024)
RR
South Carolina
(7/26/2024)
RR
South Dakota
(7/29/2024)
RR
Tennessee
(7/29/2024)
RR
Texas
(7/26/2024)
RR
Utah
(7/29/2024)
RR
Vermont
(7/26/2024)
RR
Virgin Islands
(10/9/2024)
RR
Virginia
(7/26/2024)
RR
Washington
(7/26/2024)
RR
West Virginia
(8/1/2024)
RR
Wisconsin
(7/30/2024)
RR
Wyoming
(7/29/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2013About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2011About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mauricio Garret's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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