John Thomas Torola
CFP®Professional Summary
John Thomas Torola, CFP® is a registered financial advisor currently at INTER ADVISORS LLC located in Hayward, California and INTER SECURITIES LLC located in Hayward, California. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 8 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 27, Series 53 and Series 4...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
INTER ADVISORS LLC
Contact Information
Main Address
501 Brickell Key Drive Suite 202, Miami, FL 33131Phone Number
(888) 305-7264# of Employees
8SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
INTER ADVISORS LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Torola's CRS (Customer Relationship Summary).
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