LF
Laura T. Farrelly
COLTER LEWIS INVESTMENT PARTNERS
GREENWICH, CT 06830
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CRD#: 5910833
LF
Professional summary
Laura Thorne Sousa Farrelly, who also goes by Laura Danielle Thorne Sousa, Laura D Sousa, is a registered financial advisor currently at COLTER LEWIS INVESTMENT PARTNERS, LLC located in Greenwich, Connecticut.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Laura has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Danielle Thorne Sousa | Laura D Sousa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I* 408170 For profit or not for profit: Entity Charitable Name of outside business organization: Fairfield County's Community Foundation Investment related: no Address of business: Norwalk, CT, 06854 Nature of business: Charitable Organization Position, title, association: Committee,Board Member Start date of relationship: 10/01/2024 Number of hours devoted: 15 yearly Number of hours devoted during trading hours: 15 Duties: The Foundation provides grants to local non-profit organizations and drives strategic initiatives in the community. I have sat on the Steering Committee for a sub-group of the Foundation that focuses on Women & Girls since 2017 and have been asked to take on a leadership role on the Committee. As part of that obligation, I have been asked to also serve on the Board of the Foundation. In my role on the Board, I would serve on an additional committee (likely Investment or Finance Committee given my area of expertise).
CRS (Client Relationship Summary) - RIA
Click below to view Laura Thorne Sousa Farrelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2024 - Present
COLTER LEWIS INVESTMENT PARTNERS, LLC
Office #1: 22 West Putnam Avenue Second Floor, Greenwich, CT 06830RIA
CRD#: 297213
GREENWICH, CT
Past
July 6, 2020 - August 8, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GREENWICH, CT
Past
April 20, 2020 - August 8, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GREENWICH, CT
Past
June 30, 2011 - February 25, 2020
ALGONQUIN ADVISORS LLC
RIA
CRD#: 114021
GREENWICH, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
COLTER LEWIS INVESTMENT PARTNERS, LLC
COLTER LEWIS INVESTMENT PARTNERS LLC | COLTER LEWIS INVESTMENT PARTNERS, LLC
CRD#: 297213 / SEC#: 801-113584
RIA
Registered Investment Advisory firm - (7/11/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/13/2024)
IAR
Connecticut(11/13/2024)
IAR
Florida(12/3/2024)
IAR
New Jersey(11/22/2024)
IAR
New York(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CL
COLTER LEWIS INVESTMENT PARTNERS, LLC
COLTER LEWIS INVESTMENT PARTNERS LLC | COLTER LEWIS INVESTMENT PARTNERS, LLC
CRD#: 297213 / SEC#: 801-113584
RIA
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Contact information
Main Address
22 West Putnam Avenue Second Floor, Greenwich, CT 06830
Mailing Address
Phone number
(203) 987-3090
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 114 |
| AUM (Assets Under Management) | $ 2,320,928,653 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
