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Paul K. Yau
COMPASS TECHNOLOGY GROUP
Menlo Park, CA 94025
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CRD#: 5910604
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Professional summary
Paul Kwok Lung Yau is a registered financial advisor currently at COMPASS TECHNOLOGY GROUP, INC. located in Menlo Park, California.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Paul has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGER OF COMPASS MANAGEMENT PARTNERS II, LLC THE GENERAL PARTNER OF COMPASS TECHNOLOGY PARTNERS II, LP. FOR WHICH COMPASS TECHNOLOGY GROUP, INC. IS THE INVESTMENT ADVISOR.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Kwok Lung Yau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2012 - Present
COMPASS TECHNOLOGY GROUP, INC.
Office #1: 530 Oak Grove Avenue, Ste 205, Menlo Park, CA 94025RIA
CRD#: 157388
Menlo Park, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/11/2012)
Exams
Current Firm
CT
COMPASS TECHNOLOGY GROUP, INC.
COMPASS TECHNOLOGY GROUP, INC.
CRD#: 157388 / SEC#:
California
Registered Investment Advisory firm - (1/11/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
530 Oak Grove Avenue Suite 205, Menlo Park, CA 94025-3268
Mailing Address
Phone number
(650) 289-9852
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 16,502,268 |
Red Flags
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Company Information
COMPASS TECHNOLOGY GROUP, INC.
CRD#: 157388Menlo Park, CA 94025TRUST BUT VERIFY
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