Karl A. Vanderwoude
Professional summary
Karl Andrew Vanderwoude is a registered financial professional currently at ACALYX ADVISORS INC. located in Palm Beach Gardens, Florida.
Karl is registered as a RR (Registered Representative) and started their career in finance in 2016. Karl has worked at 1 firm and has passed the Series 7TO, SIE, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karl Andrew Vanderwoude's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2016 - Present
ACALYX ADVISORS INC.
Office #1: 4440 Pga Blvd. Suite 600, Palm Beach Gardens, FL 33410State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/2/2020
General Securities Representative ExaminationFINRA
Current Firm
ACALYX ADVISORS INC.
CRD#: 174667 / SEC#: , 8-69577
Contact information
FINRA licenses (40 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACALYX HOLDINGS, INC. | PARENT | |
| LAWHORN, CURTIS JAMES | VICE PRESIDENT | 5344725 |
| MCDONALD, JOSEPH ANDREW | VICE PRESIDENT | 5329122 |
| RINEHART, JENNIFER EUNHA | CEO | 3265973 |
| SILVESTRO, MICHELE | PRINCIPAL FINANCIAL OFFICER | 6960939 |
| SILVESTRO, MICHELE | PRINCIPAL OPERATIONS DIRECTOR | 6960939 |
| SUTHERLAND, JANE LOUISE | COMPLIANCE OFFICER | 6005500 |
| VANDERWOUDE, KARL ANDREW | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 5910116 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
