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KV

Karl A. Vanderwoude

ACALYX ADVISORS
Arlington, VA 22203
Some features on this profile are disabled
CRD#: 5910116
KV

Professional summary

Karl Andrew Vanderwoude is a registered financial professional currently at ACALYX ADVISORS INC. located in Arlington, Virginia.

Karl is registered as a RR (Registered Representative) and started their career in finance in 2016. Karl has worked at 1 firm and has passed the Series 7TO, SIE, Series 99 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karl Andrew Vanderwoude's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2016 - Present

ACALYX ADVISORS INC.

Office #1: 4201 Wilson Boulevard 3rd Floor, Suite 9, Arlington, VA 22203
BD
CRD#: 174667
Arlington, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 10/2/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/18/2013
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AA
ACALYX ADVISORS INC.
ACALYX ADVISORS INC.

CRD#: 174667 / SEC#: , 8-69577

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4201 Wilson Blvd Suite 300, Arlington, VA 22203
Mailing Address
4201 Wilson Blvd Suite 300, Arlington, VA 22203
Phone number
(212) 235-0870
Established
Delaware since 01/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ACALYX HOLDINGS, INC.PARENT
LAWHORN, CURTIS JAMESMANAGING PARTNER5344725
MCDONALD, JOSEPH ANDREWCHIEF EXECUTIVE OFFICER5329122
RINEHART, JENNIFER EUNHASENIOR ADVISOR3265973
SILVESTRO, MICHELE ANNPRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER6960939
SUTHERLAND, JANE LOUISECOMPLIANCE OFFICER6005500
VANDERWOUDE, KARL ANDREWCHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER5910116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACALYX ADVISORS INC.

CRD#: 174667Arlington, VA 22203

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