Patrick J. Mckenna
Professional summary
Patrick J Mckenna, who also goes by Patrick James Mckenna, is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2012. Patrick has worked at 3 firms and has passed the Series 99TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick J Mckenna's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2023 - Present
SG AMERICAS SECURITIES, LLC
Office #1: 425 S. Financial Place, Chicago, IL 60605March 23, 2016 - January 9, 2017
NATWEST MARKETS SECURITIES INC.
September 13, 2012 - March 9, 2016
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/6/2023
Operations Professional ExaminationFINRA
Current Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CO - CHIEF EXECUTIVE OFFICER | 6390499 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| VAN HAUWERMEIREN, GUIDO MARIA | CO - CHIEF EXECUTIVE OFFICER | 5974025 |
| WALSH, MICHAEL PATRICK | PRINCIPAL OPERATIONS OFFICER | 1060871 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
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