Bradley L. Sherman

SHERMAN WEALTH MANAGEMENT

Gaithersburg, MD 20878

CRD#: 5908754

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Professional summary

Bradley L Sherman, who also goes by Brad Sherman, Bradley Sherman, is a registered financial advisor currently at SHERMAN WEALTH MANAGEMENT LLC located in Gaithersburg, Maryland.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Bradley has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Sherman | Bradley Sherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley L Sherman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2015 - Present

SHERMAN WEALTH MANAGEMENT LLC

Office #1: 9841 Washingtonian Blvd Suite #200, Gaithersburg, MD 20878

RIA

CRD#: 281093

Gaithersburg, MD

Past

July 14, 2011 - September 25, 2015

OSAIC FS, INC.

RIA

CRD#: 3870

GAITHERSBURG, MD

Past

May 26, 2011 - September 25, 2015

OSAIC FS, INC.

CRD#: 3870

GAITHERSBURG, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHERMAN WEALTH MANAGEMENT LLC

CRD#: 281093 / SEC#: 801-131124

RIA

Registered Investment Advisory firm - (9/16/2024 Approved)

California

Registered Investment Advisory firm - (10/18/2024 Terminated)

District of Columbia

Registered Investment Advisory firm - (9/18/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/18/2024 Terminated)

Maryland

Registered Investment Advisory firm - (10/9/2024 Terminated)

New York

Registered Investment Advisory firm - (9/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2024 Terminated)

Virginia

Registered Investment Advisory firm - (9/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/10/2021)

IAR

Maryland
(9/24/2015)

IAR

Texas
(1/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2011

General Securities Representative Examination

Current Firm

SHERMAN WEALTH MANAGEMENT LLC

CRD#: 281093 / SEC#: 801-131124

RIA

Registered Investment Advisory firm - (9/16/2024 Approved)

California

Registered Investment Advisory firm - (10/18/2024 Terminated)

District of Columbia

Registered Investment Advisory firm - (9/18/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/18/2024 Terminated)

Maryland

Registered Investment Advisory firm - (10/9/2024 Terminated)

New York

Registered Investment Advisory firm - (9/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2024 Terminated)

Virginia

Registered Investment Advisory firm - (9/24/2024 Terminated)

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Contact information

Main Address

9841 Washingtonian Blvd Suite #200, Gaithersburg, MD 20878

Mailing Address

Phone number

(240) 428-1622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-09-12 SHERMAN WEALTH MANAGEMENT FORM ADV PART 2A (9/12/2025)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 122,029,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley L. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley L Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHERMAN WEALTH MANAGEMENT LLC

OSAIC FS, INC.

OSAIC FS, INC.

Primary Firm SEC Registration

SHERMAN WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2011

SIE

Date: 9/25/2015

Series 7

Date: 5/25/2011

Current Firm

SHERMAN WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHERMAN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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