TG
Timothy E. Garrett
TRUIST ADVISORY SERVICES
NEW BERN, NC 28561
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CRD#: 5908285
TG
Professional summary
Timothy E Garrett, who also goes by Timothy Edward Garrett, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in New Bern, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Havelock, North Carolina.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Edward Garrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GARRETT CONCRETE HOLDINGS POSITION: Owner NATURE: This LLC owns commercial real estate and concrete business-related equipment. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2021 ADDRESS: New Bern NC, United States DESCRIPTION: Oversee rental income. BIRDHOUSE HOLDINGS POSITION: Member/Manager NATURE: This LLC holds commercial and residential rental real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2019 ADDRESS: New Bern NC, United States DESCRIPTION: Oversee rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy E Garrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 375 South Front Streeet, New Bern, NC 28561RIA
CRD#: 283390
NEW BERN, NC
Current
February 7, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1303 E Main St, Havelock, NC 28532Office #2: 375 S Front St, New Bern, NC 28560Office #3: 3509 Dr M L King Jr Blvd, New Bern, NC 28562Office #4: 1195 Cedar Point Blvd, Cedar Point, NC 28584Office #5: 501 W Thurman Rd, New Bern, NC 28562Office #6: 617 Front St, Beaufort, NC 28516Office #7: 5002 Hwy 70 W, Morehead City, NC 28557Office #8: 2806 Arendell St, Morehead City, NC 28557BD
CRD#: 17499
Havelock, NC
Past
January 2, 2018 - November 16, 2020
BB&T SECURITIES, LLC
RIA
CRD#: 142785
NEW BERN, NC
Past
January 2, 2018 - November 16, 2020
BB&T SECURITIES, LLC
BD
CRD#: 142785
NEW BERN, NC
Past
March 19, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
NEW BERN, NC
Past
March 19, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
NEW BERN, NC
Past
June 6, 2011 - March 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW BERN, NC
Past
May 13, 2011 - March 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW BERN, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2022)
RR
Arizona(12/20/2022)
RR
California(12/20/2022)
RR
Colorado(12/20/2022)
RR
Delaware(12/20/2022)
RR
District of Columbia(12/20/2022)
RR
Florida(12/20/2022)
RR
Georgia(12/20/2022)
RR
Illinois(12/20/2022)
RR
Indiana(12/20/2022)
RR
Kansas(12/8/2022)
RR
Maryland(12/20/2022)
RR
Massachusetts(12/20/2022)
RR
Missouri(12/20/2022)
RR
New Hampshire(12/20/2022)
RR
New Jersey(11/27/2023)
RR
New York(12/20/2022)
RR
North Carolina(2/7/2022)
IAR
North Carolina(2/7/2022)
RR
Ohio(12/20/2022)
RR
Pennsylvania(12/20/2022)
RR
South Carolina(12/20/2022)
RR
Tennessee(12/20/2022)
RR
Texas(12/20/2022)
IAR
Texas(7/1/2024)
RR
Utah(12/20/2022)
RR
Virginia(12/20/2022)
RR
Washington(12/20/2022)
RR
West Virginia(12/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390New Bern, NC 28561TRUST BUT VERIFY
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