JE
Justin P. Elliott
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
TAMPA, FL 33602
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CRD#: 5908126
JE
Professional summary
Justin Paul Elliott, CFP® is a registered financial advisor currently at WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY located in Tampa, Florida.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Justin has worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sales of insurance, Annuities, Long term care insurance, Disability insurance and property and casualty insurance. Investment related. 2) Pineywoods Realty, licensed real estate agent; not investment related, 100 N. Tampa St., Tampa FL 33603, Start Date 06/2015, 15 hrs per month, 0 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Justin Paul Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 7, 2024 - Present
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
Office #1: 111 W. Oak Avenue Ste 450, Tampa, FL 33602RIA
CRD#: 206518
TAMPA, FL
Past
November 28, 2017 - March 28, 2024
ALTERITY FINANCIAL GROUP, LLC
RIA
CRD#: 153534
Tampa, FL
Past
March 28, 2014 - September 27, 2017
BEACON ASSET MANAGEMENT INC.
RIA
CRD#: 131794
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
CRD#: 206518 / SEC#: 801-127246
RIA
Registered Investment Advisory firm - (1/20/2023 Approved)Florida
Registered Investment Advisory firm - (7/17/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Illinois
Registered Investment Advisory firm - (7/17/2023 Terminated)Texas
Registered Investment Advisory firm - (7/17/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WW
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
CRD#: 206518 / SEC#: 801-127246
RIA
Registered Investment Advisory firm - (1/20/2023 Approved)Florida
Registered Investment Advisory firm - (7/17/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Illinois
Registered Investment Advisory firm - (7/17/2023 Terminated)Texas
Registered Investment Advisory firm - (7/17/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 W. Oak Avenue Ste 450, Tampa, FL 33602
Mailing Address
Phone number
(866) 929-3258
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 582 |
| AUM (Assets Under Management) | $ 220,278,095 |
Red Flags
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