Katina C. Latham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katina Christine-marie Latham, who also goes by Katina Christine-marie Lagoutaris, was a registered financial professional .
Katina is a previously registered financial professional and started their career in finance in 2011. Katina had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2013 - November 14, 2013
SCF INVESTMENT ADVISORS, INC.
July 9, 2013 - November 14, 2013
SCF SECURITIES, INC.
April 3, 2013 - June 25, 2013
LPL FINANCIAL LLC
April 2, 2013 - June 25, 2013
LPL FINANCIAL LLC
August 15, 2011 - March 13, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
June 6, 2011 - March 13, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
