Joanna Collins-hopkins
Professional summary
Joanna Collins-hopkins, who also goes by Joanna Margarita Collins, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Joanna is registered as a RR (Registered Representative) and started their career in finance in 2011. Joanna has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanna Collins-hopkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2024 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240April 22, 2011 - July 17, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2024)
Exams
Series 99TO
Date: 8/17/2024
Operations Professional ExaminationSeries 7TO
Date: 6/29/2019
General Securities Representative ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
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