Luke J. Simons
THRIVENT ADVISOR NETWORK
Wahoo, NE 68066
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CRD#: 5907531
Professional summary
Luke James Simons, CFP® is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Wahoo, Nebraska and THRIVENT INVESTMENT MANAGEMENT INC. located in Wahoo, Nebraska.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Luke has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Simons & Johnson LLC. Not investment-related. 2020 N Locust St. Wahoo, NE 68066. Real Estate. Owner. Start 06/2015. 5 hrs/mo none during trading. Property ownership with expense management. Fixed Insurance. Not investment-related. 340 E. Military Ave., Ste 2, Fremont NE, 68025. Fixed / Traditional Insurance. Agent. Start 9/2020. 40 hrs/mo during trading. Sales of fixed / traditional insurance. TLSC19 LLC POSITION: Minority owner NATURE: Real Estate development INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 1207 S 107th St, Omaha NE 68124, United States DESCRIPTION: Own rental property, collect rents. Develop ground into commercial real estate. WAHOOPS YOUTH BASKETBALL POSITION: Board member NATURE: non-profit youth basketball association. Volunteer led. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2025 ADDRESS: 2201 N Locust St, Wahoo NE 68066, United States DESCRIPTION: Help organize, schedule, and direct local youth basketball teams. L&K SIMONS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 429 N Linden Street, Wahoo NE 68066, United States DESCRIPTION: Property ownership with expense management THL 24, LLC POSITION: Minority Owner NATURE: Entity to hold and develop land INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDRESS: 11808 Miracle Hills Dr, Suite 110, Omaha NE 68154, United States DESCRIPTION: No day to day duties. Silent investor.
CRS (Client Relationship Summary) - RIA
Click below to view Luke James Simons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
October 28, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 429 N. Linden Street, Wahoo, NE 68066RIA
CRD#: 304569
Wahoo, NE
Current
October 2, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 429 N Linden St, Wahoo, NE 68066RIA
BD
CRD#: 18387
Wahoo, NE
Past
October 29, 2020 - October 3, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Wahoo, NE
Past
January 5, 2012 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Seward, NE
Past
December 1, 2011 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Seward, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/7/2024)
RR
Florida(11/7/2024)
RR
Iowa(11/7/2024)
RR
Kansas(11/7/2024)
IAR
Nebraska(10/28/2020)
RR
Nebraska(10/3/2024)
RR
Texas(11/7/2024)
RR
Wisconsin(11/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
