Matthew K. Underwood

GLOBAL STRATEGIC NEXTGEN OCIO

DURHAM, NC 27703

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CRD#: 5907386

Professional summary

Matthew Keith Underwood, who also goes by Matthew K Underwood, is a registered financial advisor currently at GLOBAL STRATEGIC NEXTGEN OCIO located in Durham, North Carolina.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew K Underwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Matthew Underwood, Investment-Related, 1704 Hemlock Hill Dr, Durham, NC 27703, Limited Agent, Start Date: 01/2015, Hours Dedicated: Less than one hour per month (0 hours during trading hours), Duties: Limited Agent on family retirement accounts to rebalance and structure withdrawal and addition of funds based on needs of the family member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Keith Underwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2019 - Present

GLOBAL STRATEGIC NEXTGEN OCIO

Office #1: 1704 Hemlock Hill Dr, Durham, NC 27703

RIA

CRD#: 175300

DURHAM, NC

Past

November 10, 2016 - August 28, 2017

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

RALEIGH, NC

Past

November 10, 2016 - August 28, 2017

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

RALIEGH, NC

Past

January 27, 2016 - October 24, 2016

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

SCOTTSDALE, AZ

Past

April 22, 2011 - October 24, 2016

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL STRATEGIC NEXTGEN OCIO

GLOBAL STRATEGIC INVESTMENT SOLUTIONS | GLOBAL STRATEGIC NEXTGEN OCIO | GLOBAL STRATEGIC INVESTMENT SOLUTIONS, LLC

CRD#: 175300 / SEC#: 801-114835

RIA

Registered Investment Advisory firm - (3/15/2019 Approved)

Arizona

Registered Investment Advisory firm - (3/21/2019 Terminated)

California

Registered Investment Advisory firm - (4/20/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/21/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GLOBAL STRATEGIC NEXTGEN OCIO

GLOBAL STRATEGIC INVESTMENT SOLUTIONS | GLOBAL STRATEGIC NEXTGEN OCIO | GLOBAL STRATEGIC INVESTMENT SOLUTIONS, LLC

CRD#: 175300 / SEC#: 801-114835

RIA

Registered Investment Advisory firm - (3/15/2019 Approved)

Arizona

Registered Investment Advisory firm - (3/21/2019 Terminated)

California

Registered Investment Advisory firm - (4/20/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2019 Terminated)

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Contact information

Main Address

7337 East Doubletree Ranch Road, Suite C-165, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 935-2210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-GLOBAL STRATEGIC INVESTMENT SOLUTIONS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	395
AUM (Assets Under Management)	$ 1,448,494,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew K. Underwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Keith Underwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

BROOKSTONE ASSET MANAGEMENT, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

GLOBAL STRATEGIC NEXTGEN OCIO

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2016

Series 63

Date: 5/3/2011

SIE

Date: 10/24/2016

Series 7

Date: 7/3/2012

Series 6

Date: 4/21/2011

Current Firm

GLOBAL STRATEGIC NEXTGEN OCIO

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL STRATEGIC NEXTGEN OCIO

TRUST BUT VERIFY

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