TS
Thomas D. Seeko
PARK AVENUE SECURITIES LLC
TAMPA, FL 33607
Some features on this profile are disabled
CRD#: 5907359
TS
Professional summary
Thomas Donald Seeko JR., who also goes by Thomas D Seeko Jr, Thomas Donald Seeko Jr, Thomas Donald Seeko, Tom Seeko, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Tampa, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas D Seeko Jr | Thomas Donald Seeko Jr | Thomas Donald Seeko | Tom Seeko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Publication Content Author,
Start Date: 1/5/2023,
Address: 19397 Rosemoor Ave, Lutz, FL 33558,
2 total hours per month; 2 hours during securities trading hours,
Not investment related,
Less than 10% Annual Compensation,
2) Podcast Advertisement Compensation,
Start Date: 6/1/2023,
Address: 4200 W Cypress St, Suite 700, Tampa, FL 33607,
4 total hours per month; 4 hours during securities trading hours,
Not investment related,
Less than 10% Annual Compensation,
3) Book Author,
Start Date: 8/14/2023,
Address: 19397 RoseMoor Ave, Lutz, FL 33558,
2 total hours per month; 2 hours during securities trading hours,
Not investment related,
Less than 10% Annual Compensation,
4) Smarter Vet, LLC,
Start Date: 1/1/2024,
Address: 4200 W Cypress St, Suite 700, Tampa, FL 33607,
0 total hours per month,
Not investment related,
Less than 10% Annual Compensation,
5) Insurance Products other than Guardian,
Start Date: 7/1/2025,
Address: 4200 W Cypress St, Suite 700, Tampa, FL 33607,
1 total hour per month; 1 during securities trading hours,
Investment related,
Less than 10% Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Donald Seeko JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas Donald Seeko JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 4200 W Cypress Street Suite 700, Tampa, FL 33607RIA
BD
CRD#: 46173
TAMPA, FL
Current
January 15, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 4200 W Cypress Street Suite 700, Tampa, FL 33607RIA
BD
CRD#: 46173
TAMPA, FL
Past
August 27, 2013 - October 16, 2013
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
TAMPA, FL
Past
July 29, 2013 - October 16, 2013
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
TAMPA, FL
Past
May 5, 2011 - July 15, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2022)
IAR
Alabama(1/11/2023)
RR
Arizona(5/31/2019)
IAR
Arizona(6/4/2019)
RR
Arkansas(1/6/2025)
IAR
Arkansas(1/7/2025)
RR
California(2/6/2019)
IAR
California(2/7/2019)
RR
Colorado(7/15/2019)
IAR
Colorado(7/15/2019)
RR
Connecticut(3/2/2021)
IAR
Connecticut(3/2/2021)
RR
Delaware(4/24/2025)
IAR
Delaware(4/28/2025)
RR
Florida(1/15/2014)
IAR
Florida(2/12/2014)
RR
Georgia(3/15/2017)
IAR
Georgia(3/24/2017)
RR
Idaho(1/22/2024)
IAR
Idaho(1/22/2024)
RR
Illinois(2/13/2023)
IAR
Illinois(2/16/2023)
RR
Indiana(2/14/2022)
IAR
Indiana(2/15/2022)
RR
Iowa(1/24/2022)
IAR
Iowa(1/24/2022)
RR
Kansas(5/23/2023)
IAR
Kansas(5/23/2023)
RR
Kentucky(1/20/2022)
IAR
Kentucky(1/20/2022)
RR
Louisiana(11/6/2023)
IAR
Louisiana(11/6/2023)
RR
Maine(10/11/2021)
IAR
Maine(10/12/2021)
RR
Maryland(4/15/2019)
IAR
Maryland(4/23/2019)
RR
Massachusetts(6/7/2022)
IAR
Massachusetts(9/27/2022)
RR
Michigan(6/22/2018)
IAR
Michigan(6/26/2018)
RR
Minnesota(1/23/2020)
IAR
Minnesota(1/24/2020)
RR
Mississippi(1/4/2022)
RR
Missouri(1/31/2023)
IAR
Missouri(1/31/2023)
RR
Montana(9/17/2024)
IAR
Montana(9/18/2024)
RR
Nebraska(4/28/2025)
IAR
Nebraska(4/29/2025)
RR
Nevada(1/5/2022)
IAR
Nevada(1/21/2022)
RR
New Hampshire(1/26/2022)
IAR
New Hampshire(2/1/2022)
RR
New Jersey(8/24/2021)
IAR
New Jersey(8/25/2021)
RR
New Mexico(3/9/2020)
IAR
New Mexico(3/10/2020)
RR
New York(8/26/2019)
IAR
New York(4/16/2021)
RR
North Carolina(1/11/2021)
IAR
North Carolina(1/11/2021)
RR
North Dakota(1/20/2021)
IAR
North Dakota(1/25/2021)
RR
Ohio(1/6/2021)
IAR
Ohio(1/6/2021)
RR
Oklahoma(1/4/2022)
IAR
Oklahoma(3/15/2022)
RR
Oregon(1/22/2021)
IAR
Oregon(1/22/2021)
RR
Pennsylvania(3/12/2018)
IAR
Pennsylvania(3/12/2018)
RR
Rhode Island(6/7/2024)
IAR
Rhode Island(6/10/2024)
RR
South Carolina(9/22/2022)
IAR
South Carolina(10/11/2022)
RR
South Dakota(1/6/2025)
IAR
South Dakota(1/7/2025)
RR
Tennessee(6/15/2022)
RR
Texas(4/11/2017)
IAR
Texas(4/17/2017)
RR
Utah(4/6/2023)
IAR
Utah(4/6/2023)
RR
Virginia(5/24/2018)
IAR
Virginia(5/24/2018)
RR
Washington(2/10/2022)
IAR
Washington(2/10/2022)
RR
Wisconsin(2/11/2021)
IAR
Wisconsin(2/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Tampa, FL 33607TRUST BUT VERIFY
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