Michael B. Yeoman
Professional summary
Michael Bernard Yeoman, who also goes by Michael B. Yeoman, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Bernard Yeoman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2026 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005August 17, 2021 - November 4, 2021
DOUGH LLC
December 27, 2016 - May 12, 2026
TASTYTRADE, INC.
July 16, 2015 - December 16, 2016
TWO FISH MANAGEMENT
August 26, 2014 - February 26, 2015
TD AMERITRADE CLEARING, INC.
May 19, 2011 - February 26, 2015
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/5/2014
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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