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Hari K. Rao

MAINSTAY CAPITAL MANAGEMENT
Grand Blanc, MI 48439
Some features on this profile are disabled
CRD#: 5906802
HR

Professional summary

Hari K Rao, CFP®, who also goes by Hari Rao, is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.

Hari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Hari has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Hari Rao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hari K Rao's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

May 5, 2020 - Present

MAINSTAY CAPITAL MANAGEMENT, LLC

Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439
RIA
CRD#: 109528
Grand Blanc, MI
Past

May 17, 2019 - November 25, 2019

EDWARD JONES

RIA
CRD#: 250
WATERFORD, MI
Past

May 17, 2019 - November 25, 2019

EDWARD JONES

BD
CRD#: 250
WATERFORD, MI
Past

December 13, 2018 - May 16, 2019

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
NOVI, MI
Past

September 25, 2018 - May 16, 2019

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
NOVI, MI
Past

August 31, 2016 - September 24, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
HOWELL, MI
Past

August 14, 2012 - August 30, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
FARMINGTON HILLS, MI
Past

May 30, 2012 - August 30, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
FARMINGTON HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MAINSTAY CAPITAL MANAGEMENT, LLC
MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA
Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(5/5/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2012
General Securities Representative Examination

Current Firm

MC
MAINSTAY CAPITAL MANAGEMENT, LLC
MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA
Registered Investment Advisory firm - (11/14/2000 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439
Mailing Address
P.o. Box 487, Grand Blanc, MI 48480
Phone number
(866) 444-6246
Established
Firm type
Fiscal year end
# of Employees
34

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (1/23/2026)

Regulatory assets under management

Total Number of Accounts3,587
AUM (Assets Under Management)$ 4,802,375,480

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report
12/20/2024
Cover Page
Report
10/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528Grand Blanc, MI 48439

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