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Nicholas Cockerham

Nicholas Cockerham

BANKERS LIFE ADVISORY SERVICES | Financial Advisor
Fredericksburg, VA 22407
CRD#: 5905924
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Nicholas Cockerham
Nicholas CockerhamBANKERS LIFE ADVISORY SERVICES

Professional summary

Nicholas Cockerham, who also goes by Nicholas C Cockerham, Nicholas Chase Cockerham, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Fredericksburg, Virginia.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicholas C Cockerham | Nicholas Chase Cockerham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Cockerham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2026 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 12225 Amos Lane Suites 202/204 , Fredericksburg, VA 22407
RIA
CRD#: 281285
Fredericksburg, VA
Past

February 15, 2017 - May 19, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Richmond, VA
Past

February 15, 2017 - May 19, 2025

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Richmond, VA
Past

January 31, 2017 - February 16, 2017

CAPITOL SECURITIES MANAGEMENT, INC.

RIA
CRD#: 14169
GLEN ALLEN, VA
Past

June 20, 2012 - February 16, 2017

CAPITOL SECURITIES MANAGEMENT, INC.

BD
CRD#: 14169
GLEN ALLEN, VA
Past

May 10, 2011 - June 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GOOCHLAND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(6/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/31/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/17/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/6/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)
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Contact information

Main Address
303 E. Wacker Drive Ste 500, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BLAS PORTFOLIOS WRAP FEE BROCHURE AS OF 021226 (2/12/2026)
BLAS-ADV-PART2A 03012025 (2/28/2025)
BLAS WRAP BROCHURE 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts14,938
AUM (Assets Under Management)$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

Financial AdvisorCRD#: 281285Fredericksburg, VA 22407

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