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Daniel Francis Ahearn

Daniel F. Ahearn

Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 5905865
Daniel Francis Ahearn
Daniel Francis Ahearn

Professional summary

Daniel Francis Ahearn, who also goes by Daniel Ahearn, was a registered financial advisor .

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Daniel had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Services Offered

Intergenerational Planning
Investment Management

Specializations

ESG & Impact Investing

Aliases

Daniel Ahearn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Ownership; Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO BOX 847, , Merrimack, NH, 03054; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours / RPWM Partners, LLC; Co-owner; Manage Ameriprise Business; 262 S river rd, , bedford, NH, 03110; Investment-Related; 08/29/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Westchester Public/Private Partnership for Aging Services; Member of the Board; 9 S. First Avenue, 10th Floor, , Mt. Vernon, NY, 10550; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2026 - Present

Office #1: 800 Westchester Ave Ste N-641, Rye Brook, NY 10573
Rye Brook, NY
Past

April 16, 2021 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
RYE BROOK, NY
Past

March 17, 2016 - December 31, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
RYE BROOK, NY
Past

August 18, 2015 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RYE BROOK, NY
Past

November 7, 2011 - August 7, 2015

PETERSEN INVESTMENTS, INC.

BD
CRD#: 38537
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/10/2026)
IAR
Texas
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 4/30/2014
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 11/6/2011
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

No current employment

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Contact information

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xxxxx@xxxx.xxx

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