JH
Jonathan S. Hornsby
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Hampton Cove, AL
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CRD#: 5905497
JH
Professional summary
Jonathan Scott Hornsby, CFP®, who also goes by Jonathan Hornsby, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Hampton Cove, Alabama and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Huntsville, Alabama.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jonathan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Estate Planning
Employee and Employer Plan Ben...
Small Business Planning
Long-term Care
Business Succession Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Social Security Planning
Divorce Planning
Debt Management
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Jonathan Hornsby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 08/2023, IAR AFFILIATION, INV REL, 160 HR/MO 120 HR TRADING 2) BANKHEAD WEALTH PARTNERS, Huntsville AL 35801, 07/2023, OWNER, DBA, INV REL, 4 HR/MO 4 HR TRADING 3) JONATHAN HORNSBY, Huntsville AL 35763, 07/2023, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MO 8 HR TRADING 4) SHOAL CREEK WEALTH PARTNERS, 116 JEFFERSON ST SOUTH SUITE 305 HUTSVILLE AL 35801, 11/2023, OWNER, DBA, INV REL, 4 HR/MO 4 HR/MO TRADING 5) RENEGADE PLAYERS THEATRE COMPANY, Huntsville AL 35801, 11/2023, Board Member, NIR, 4 HR/MO - 4 Trading
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Scott Hornsby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 116 Jefferson St. South, Suite 305, Huntsville, AL 35801RIA
CRD#: 134139
Hampton Cove, AL
Current
August 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 116 Jefferson St. South, Suite 305, Huntsville, AL 35801BD
CRD#: 39543
Huntsville, AL
Past
May 2, 2019 - September 6, 2023
OAK TREE FINANCIAL SERVICES, LLC
RIA
CRD#: 175281
HUNTSVILLE, AL
Past
May 2, 2019 - August 4, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
HUNSTVILLE, AL
Past
May 11, 2015 - May 7, 2019
BRIDGEWORTH WEALTH MANAGEMENT
RIA
CRD#: 164100
HUNTSVILLE, AL
Past
April 30, 2015 - September 28, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
HUNTSVILLE, AL
Past
January 10, 2012 - May 11, 2015
OSAIC FA, INC.
RIA
CRD#: 3978
HUNTSVILLE, AL
Past
October 14, 2011 - May 11, 2015
OSAIC FA, INC.
BD
CRD#: 3978
HUNTSVILLE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(8/1/2023)
RR
Alabama(8/4/2023)
RR
Kentucky(8/1/2023)
RR
Tennessee(8/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Hampton Cove, ALTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
