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KQ

Kenton Quick

ASCENSUS BROKER DEALER SERVICES
Lake Mary, FL
·CRD# 5904854·6 years experience

Professional Summary

Kenton Quick, who also goes by Kenton Lewis Quick, is a registered financial advisor currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida. Kenton is registered as a RR (Registered Representative) and started their career in finance in 2021. Kenton has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenton Lewis Quick

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ASCENSUS BROKER DEALER SERVICES, LLC·CRD# 36478
BD
300 Primera Blvd. Suite 200, Lake Mary, FL 32746
October 23, 2024 - Present
OSAIC FA, INC.·CRD# 3978
BD
Bethesda, MD
August 13, 2021 - August 9, 2024

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Current Firm

AB
ASCENSUS BROKER DEALER SERVICES, LLC

ASCENSUS BROKER DEALER SERVICES, INC. | UPROMISE INVESTMENTS, INC. | PREMIER MUTUAL FUND SERVICES, INC. | PREMIER DISTRIBUTOR, INC. | ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478 / SEC#: 8-47312
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494

Mailing Address

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494

Phone Number

(978) 885-0873

Established

Delaware since 01/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASCENSUS, LLC100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC—
DUNN, MICHAEL SEANSENIOR VICE PRESIDENT3045371
FOLMER, MICHAEL ROBERTTREASURER AND VICE PRESIDENT, TAX AND FINANCE5655451
GEARIN, JAMES MPRESIDENT1405150
GINGOLASKI, DENISE MAKSIMOWPRINCIPAL OPERATIONS OFFICER6218228
GINGOLASKI, DENISE MAKSIMOWFINANCIAL AND OPERATIONS PRINCIPAL6218228
GINGOLASKI, DENISE MAKSIMOWPRINCIPAL FINANCIAL OFFICER6218228
MACINNIS, DAVID BRUCECHIEF COMPLIANCE OFFICER3184368
MACINNIS, DAVID BRUCESECRETARY3184368
SHANNON, MICHAEL DOUGLASSENIOR VICE PRESIDENT1314743

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(12/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2025About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenton Quick's CRS (Customer Relationship Summary).

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KQ
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