Kenton Quick
Professional Summary
Kenton Quick, who also goes by Kenton Lewis Quick, is a registered financial advisor currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida. Kenton is registered as a RR (Registered Representative) and started their career in finance in 2021. Kenton has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenton Quick, Kenton Lewis Quick
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
Current Firm
ASCENSUS BROKER DEALER SERVICES, INC. | UPROMISE INVESTMENTS, INC. | PREMIER MUTUAL FUND SERVICES, INC. | PREMIER DISTRIBUTOR, INC. | ASCENSUS BROKER DEALER SERVICES, LLC
Contact Information
Main Address
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494Mailing Address
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494Phone Number
(978) 885-0873Established
Delaware since 01/01/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | — |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| MACINNIS, DAVID BRUCE | CHIEF COMPLIANCE OFFICER | 3184368 |
| MACINNIS, DAVID BRUCE | SECRETARY | 3184368 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
State Registrations and Notice Filings
(12/4/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2021About the Series 6TO examSRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC
CRS (Client Relationship Summary) - BD
Click below to view Kenton Quick's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.P. MORGAN SECURITIES LLC
THE ENSEMBLE TEAM
CETERA ADVISORS LLC