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Michael A. Bornstein

SIGNATURE RESOURCES CAPITAL MANAGEMENT
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 5904424
MB

Professional summary

Michael Adam Bornstein, who also goes by Michael Bornstein, is a registered financial advisor currently at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC located in El Segundo, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Bornstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OBA Name: Signature Resources Insurance and Financial Services, 426 Main Street, First Floor, El Segundo, CA, 90245 Investment Related: Yes, Position: Agent, Description of duties: Insurance sales and service, Start Date: May-19, Hours/Month during business hours: 10, Hours/Month outside of business hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Adam Bornstein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 24, 2019 - Present

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Office #1: 426 Main Street First Floor, El Segundo, CA 90245
RIA
CRD#: 144069
El Segundo, CA
Past

December 19, 2018 - May 20, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
SANTA MONICA, CA
Past

December 19, 2018 - May 20, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
SANTA MONICA, CA
Past

July 12, 2016 - December 18, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SANTA MONICA, CA
Past

March 14, 2013 - December 18, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SANTA MONICA, CA
Past

May 21, 2012 - March 1, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069 / SEC#: 801-67988

RIA
Registered Investment Advisory firm - (6/8/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/24/2019)
IAR
Texas
(8/9/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/18/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069 / SEC#: 801-67988

RIA
Registered Investment Advisory firm - (6/8/2007 Approved)
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Contact information

Main Address
120 Newport Center Dr Suite 100, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 261-7726
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-03-25 SIGNATURE RESOURCES CAPITAL MANAGEMENT FORM ADV PART 2A (3/28/2025)
2025-03-25 SIGNATURE RESOURCES CAPITAL MANAGEMENT FORM ADV PART 2A (STATERA ASSET MANAGEMENT) (3/28/2025)

Regulatory assets under management

Total Number of Accounts807
AUM (Assets Under Management)$ 227,563,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069El Segundo, CA 90245

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