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BG

Brian D. Gibson

Some features on this profile are disabled
CRD#: 5904321
BG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Dean Gibson was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 6, 2015 - February 6, 2026

THIRD500, LLC

BD
CRD#: 115542
WILMETTE, IL
Past

November 13, 2012 - June 14, 2014

VESTOR CAPITAL, LLC

RIA
CRD#: 165855
CHICAGO, IL
Past

October 14, 2011 - June 14, 2014

VESTOR CAPITAL SECURITIES, LLC

BD
CRD#: 15809
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/13/2011
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

TL
THIRD500, LLC
HEALTHIOS CAPITAL MARKETS, LLC | VECTOR SECURITIES INTERNATIONAL, L.L.C. | THIRD500, LLC

CRD#: 115542 / SEC#: , 8-53489

BD
Terminated by SEC on 02/06/2026
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/27/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THIRD500 HOLDING PTE LTDHOLDING COMPANY
GIBSON, BRIAN DEANCONTROLLER / FINOP5904321
LOUCKS, DAVID BURTONCEO, CHAIRMAN2593163
REICHENBACH, FREDERICKCHIEF COMPLIANCE OFFICER5844798
REICHENBACH, FREDERICKMANAGING DIRECTOR5844798

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD500, LLC

CRD#: 115542

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