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Brian Dean Gibson

CRD# 5904321·Registered 2011 - 2026
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Dean Gibson was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 2011 - 2026. Brian had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 28 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

THIRD500, LLC·CRD# 115542
BD
Wilmette, IL
March 6, 2015 - February 6, 2026
VESTOR CAPITAL, LLC·CRD# 165855
RIA
Chicago, IL
November 13, 2012 - June 14, 2014
VESTOR CAPITAL SECURITIES, LLC·CRD# 15809
BD
Chicago, IL
October 14, 2011 - June 14, 2014

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Current Firm

TL
THIRD500, LLC

HEALTHIOS CAPITAL MARKETS, LLC | VECTOR SECURITIES INTERNATIONAL, L.L.C. | THIRD500, LLC

CRD#: 115542 / SEC#: 8-53489
BD
Terminated by SEC on 02/06/2026

Contact Information

Established

Delaware since 07/27/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
THIRD500 HOLDING PTE LTDHOLDING COMPANY—
GIBSON, BRIAN DEANCONTROLLER / FINOP5904321
LOUCKS, DAVID BURTONCEO, CHAIRMAN2593163
REICHENBACH, FREDERICKCHIEF COMPLIANCE OFFICER5844798
REICHENBACH, FREDERICKMANAGING DIRECTOR5844798

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2012About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2012About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Oct 2011About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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