Jacqueline A. Kuhns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Ann Kuhns, who also goes by Jackie Kuhns, Jacqueline Ann Kuhns, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2015. Jacqueline had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2021 - August 4, 2023
THE LEADERS GROUP, INC.
October 14, 2020 - December 21, 2021
VALMARK SECURITIES, INC.
September 4, 2019 - August 25, 2020
OSAIC WEALTH, INC.
January 22, 2019 - September 9, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 26, 2018 - January 4, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 24, 2015 - November 30, 2018
M HOLDINGS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/12/2021
General Securities Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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