JM
Joseph R. Maul
STRATEGIC ADVISERS LLC
DELAWARE, OH
Some features on this profile are disabled
CRD#: 5903898
JM
Professional summary
Joseph R. Maul, who also goes by Joseph Ryan Maul, Joseph Maul, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Delaware, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Columbus, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Ryan Maul | Joseph Maul
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-107267|OrgNmn:Maul Family Ventures|Org Addr:Delaware,Ohio,US|OBA Nature:Affilate Marketing/Youtube Aut|Invst Rel:N|Title:Sole Proprietor|Duties:Create and Upload Designs/Market Products|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Joseph R. Maul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240RIA
CRD#: 104555
DELAWARE, OH
Current
July 9, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240BD
CRD#: 7784
Columbus, OH
Past
July 15, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLUMBUS, OH
Past
May 7, 2021 - June 28, 2021
MEEDER ADVISORY SERVICES, INC.
RIA
CRD#: 106814
DUBLIN, OH
Past
June 5, 2019 - May 7, 2021
MEEDER ASSET MANAGEMENT, INC.
RIA
CRD#: 105794
DUBLIN, OH
Past
October 3, 2018 - June 22, 2021
MEEDER DISTRIBUTION SERVICES, INC.
BD
CRD#: 36773
DUBLIN, OH
Past
May 15, 2017 - September 27, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
COLUMBUS, OH
Past
May 15, 2017 - September 27, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
COLUMBUS, OH
Past
August 17, 2011 - May 5, 2017
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COLUMBUS, OH
Past
June 6, 2011 - April 27, 2017
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Alaska(1/6/2023)
RR
Arizona(1/6/2023)
RR
California(6/28/2022)
RR
Colorado(1/6/2023)
RR
Connecticut(1/6/2023)
RR
Delaware(1/6/2023)
RR
District of Columbia(1/6/2023)
RR
Florida(7/19/2021)
RR
Georgia(1/6/2023)
RR
Idaho(1/6/2023)
RR
Illinois(10/12/2021)
RR
Indiana(7/9/2021)
RR
Kansas(10/12/2022)
RR
Kentucky(7/9/2021)
RR
Louisiana(1/6/2023)
RR
Maine(1/6/2023)
RR
Maryland(1/6/2023)
RR
Massachusetts(1/6/2023)
RR
Michigan(7/9/2021)
RR
Minnesota(1/6/2023)
RR
Missouri(1/6/2023)
RR
Montana(12/6/2021)
RR
Nevada(1/6/2023)
RR
New Jersey(1/6/2023)
RR
New Mexico(1/6/2023)
RR
New York(10/12/2021)
RR
North Carolina(7/19/2021)
RR
Ohio(7/9/2021)
IAR
Ohio(3/31/2025)
RR
Oregon(1/6/2023)
RR
Pennsylvania(7/9/2021)
RR
South Carolina(1/11/2022)
RR
South Dakota(1/6/2023)
RR
Tennessee(8/2/2022)
RR
Texas(7/9/2021)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2023)
RR
Vermont(1/6/2023)
RR
Virginia(7/26/2021)
RR
Washington(1/6/2023)
RR
West Virginia(10/12/2021)
RR
Wisconsin(1/6/2023)
RR
Wyoming(1/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
