Lisa R. Morrissey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Rozin Morrissey, who also goes by Lisa J Porter, Lisa J Rozin, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2011. Lisa had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2020 - January 24, 2023
LRM FINANCIAL CONSULTING, LLC
November 13, 2012 - March 9, 2019
AURORA FINANCIAL ADVISORS, LLC
October 10, 2011 - April 16, 2012
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LRM FINANCIAL CONSULTING, LLC
CRD#: 304353 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
