Richard A. Morsch

SCS ASSET MANAGEMENT,

Lutz, FL 33549

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CRD#: 5902897

Professional summary

Richard Albert Morsch is a registered financial advisor currently at SCS ASSET MANAGEMENT, INC located in Lutz, Florida and SEARLE & CO. located in Greenwich, Connecticut.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Richard has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCS ASSET MGT, INVESTMENT RELATED, NORTH US HWY 41, LUTZ, FL 33548, INVESTMENT ADV, IA REP, 07/08/16, 20, 4, IA REP. SAUNDERS FINANCIAL INVESTMENT RELATED, NORTH US HWY 41, LUTZ, FL 33549, INSURANCE SALES, SALES REP, 03/17/11, 20, 2, SALES, SRM Services LLC, Not Investment related, 17807 Crystal Cove Place, Lutz, FL 33548, LLC passthru for tax purposes, Owner, 11/15/04,0,0, none.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Albert Morsch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2016 - Present

SCS ASSET MANAGEMENT, INC

Office #1: 17872 Us Highway 41 N, Lutz, FL 33549

RIA

CRD#: 132450

Lutz, FL

Current

June 23, 2025 - Present

SEARLE & CO.

Office #1: 333 Greenwich Ave., Greenwich, CT 06830

RIA

CRD#: 13035

GREENWICH, CT

Past

November 1, 2011 - June 7, 2025

SECURITIES RESEARCH, INC. OF FLORIDA

CRD#: 6516

Lutz, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(1/19/2017)

Alabama
(10/2/2025)

IAR

Florida
(8/3/2016)

Florida
(6/23/2025)

Georgia
(6/23/2025)

IAR

Tennessee
(5/9/2019)

Tennessee
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SCS ASSET MANAGEMENT, INC

SAUNDERS, COOK & SEARLE ASSET MANAGEMENT, CORP. | SCS ASSET MANAGEMENT, LLC | SCS ASSET MANAGEMENT, INC | SCS ASSET MANAGEMENT

CRD#: 132450 / SEC#:

Alabama

Registered Investment Advisory firm - (1/19/2017 Approved)

Florida

Registered Investment Advisory firm - (11/15/2004 Approved)

Tennessee

Registered Investment Advisory firm - (5/8/2019 Approved)

Texas

Registered Investment Advisory firm - (10/19/2016 Conditional Restricted)

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Contact information

Main Address

17872 Us Highway 41 N, Lutz, FL 33549

Mailing Address

Po Box 719, Lutz, FL 33548

Phone number

(813) 875-5800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 29,567,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Morsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Albert Morsch's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCS ASSET MANAGEMENT, INC

SEARLE & CO.

SECURITIES RESEARCH, INC. OF FLORIDA

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2016

Series 63

Date: 7/15/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2011

FINRA

Current Firm

SCS ASSET MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCS ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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