AG
Ashley M. Gundaker
STATE FARM INVESTMENT MANAGEMENT
Mililani, HI 96789-6313
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CRD#: 5902435
AG
Professional summary
Ashley Marie Gundaker, who also goes by Ashley Marie Monroy, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Mililani, Hawaii and STATE FARM VP MANAGEMENT CORP. located in Mililani, Hawaii.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ashley has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashley Marie Monroy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DOTERRA ESSENTIAL OILS, non-investment-related, 92380 AKAULA STREET Kapolei HI 96707, essential oils, sales rep, 03/01/2016, 5hr/mo., 0hr/mo., none 2) Ashley Gundaker's Insurance Agency; Insurance Agency; Investment-related; 95-1105 Ainamakua Dr Ste 201 Mililani, HI 96789-6313; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2012; 80; 80; Service customers and supervise employees 3) Eternal Rock Homes; investment-related; PO Box 700331; Kapolei HI 96709; investment or commercial property; owner; president; 12/01/2022; 15; 10; lending/borrowing activities, Real Estate Investing 4) 9th Volcano LLC; Investment-related; 590 Farrington Hwy #525-Unit 524 Kapolei HI 96707; Investment or Commercial Property; Owner; None; 03/01/2023; 5; 0; Real Estate Investment property, lending/borrowing activities 5) Brave Holdings LLC; Investment-related; 590 Farrington Hwy #525-Unit 524 Kapolei HI 96707; Investment or Commercial Property; Other; None; 03/01/2023; 15; 3; Real estate investing holding company, lending/borrowing activities 6) Hawaiian Flip LLC; Investment Related; 590 Farrington Hwy unit 524-525 Kapolei, HI 96707; Investment Property; owner; none; 10/1/2023; 10; 0; Flipping homes 7) 915 Liberty LLC; investment-related; 590 Farrington Hwy Unit 524-525 Kapolei, HI 96707; Investment or Commercial Property; Owner; none; 11/1/2023; 1; 0; Duties: Privately held rental building: Commercial property investment in Liberty, MO 8) William And Ashley Gundaker Revocable Living Trust Dated 12/29/2017; investment-related; PO Box 700331 Kapolei, HI 96707; Investment or Commercial Property; Owner; none; 12/29/2017; 1; 0; Duties: Privately held rental building: Residential rental property - 95-5574 Opukea St, Naalehu, HI 96772 9) Ashley Gundaker - Property #1 (Personally Held Real Estate); investment-related; 590 Farrington Hwy Unit 524-525 Kapolei, HI 96707; Investment or Commercial Property; Owner; none; 6/5/2023; 1; 0; Duties: Privately held rental building: At Home Hawaii - property manager 10) Prayer Makes Leaders LLC; investment-related; 590 Farrington Hwy Unit 524-525 Kapolei, HI 96707; Investment or Commercial Property; Owner; 09/03/2024; 5; 0; Real estate investing 11) Texas Paniolo Holdings LLC; investment-related; 590 Farrington Hwy Unit 524-525 Kapolei, HI 96707; Investment or Commercial Property; Owner; 09/03/2024; 5; 0; Real estate investing 12) KNK Kanaka Holdings; investment-related; 590 Farrington Hwy Unit 524-525 Kapolei, HI 96707; Investment or Commercial Property; Owner; 09/03/2024; 5; 0; Real estate investing
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Marie Gundaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 95-1105 Ainamakua Dr Ste 201, Mililani, HI 96789-6313RIA
CRD#: 3487
Mililani, HI
Current
April 20, 2011 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 95-1105 Ainamakua Dr Ste 201, Mililani, HI 96789-6313BD
CRD#: 43036
Mililani, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Hawaii(4/28/2011)
IAR
Hawaii(8/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
