HD
Henry Devries
SPIRE WEALTH MANAGEMENT
Rhinebeck, NY 12572
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CRD#: 5901884
HD
Professional summary
Henry Devries, CFP® is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Rhinebeck, New York and SPIRE SECURITIES, LLC located in Mclean, Virginia.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Henry has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investment Advisor representative for Spire Wealth Management - an affiliate. DBA: Tranquility Wealth Management. Unregistered DBA used for Spire related investment activities. Start Aug 2021, Full time, during trading hours. Compensation in commissions and management fees. Licensed insurance representative for Life and Variable business since Aug 2021, Compensated with commissions. Treasurer of NLEA Inc. (National Law Enforcement Associates); 09/30/2015; Training and networking of Law Enforcement Professionals; 4 hours/week; no compensation Rhinebeck Chamber of Commerce; Investment related: No; Nature of business: Association of Community Business Owners Position, title, association: Board Member; Start date: 8/20/2025; Number of hours devoted: 2/Month; Number of hours devoted during trading hours: 2/Month; Duties: Attend board meetings & assist with planning events
CRS (Client Relationship Summary) - RIA
Click below to view Henry Devries's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
August 24, 2021 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 42 W Market Street, Rhinebeck, NY 12572RIA
CRD#: 113908
Rhinebeck, NY
Current
August 24, 2021 - Present
SPIRE SECURITIES, LLC
Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102BD
CRD#: 144131
Mclean, VA
Past
May 31, 2011 - August 17, 2021
MORGAN STANLEY
RIA
CRD#: 149777
PURCHASE, NY
Past
May 2, 2011 - August 17, 2021
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/24/2021)
RR
New Jersey(8/24/2021)
RR
New York(8/24/2021)
IAR
New York(8/24/2021)
RR
South Carolina(8/18/2022)
RR
Texas(8/24/2021)
IAR
Texas(7/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Drive Suite 800, Mclean, VA 22102
Phone number
(703) 657-6060
Established
Firm type
Fiscal year end
# of Employees
165
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
