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MR

Marisa A. Ramirez

LIVINGFREE SECURITIES
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 5901752
MR

Professional summary

Marisa Areli Ramirez, who also goes by Marisa Ramirez, is a registered financial professional currently at LIVINGFREE SECURITIES, LLC located in Chicago, Illinois.

Marisa is registered as a RR (Registered Representative) and started their career in finance in 2011. Marisa has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marisa Ramirez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marisa Areli Ramirez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2023 - Present

LIVINGFREE SECURITIES, LLC

Office #1: 443 N. Clark Street, Chicago, IL 60654
BD
CRD#: 325166
Chicago, IL
Past

September 25, 2019 - October 5, 2023

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
WEST PALM BEACH, FL
Past

September 19, 2017 - December 4, 2018

LINCOLN INTERNATIONAL LLC

BD
CRD#: 42045
CHICAGO, IL
Past

September 20, 2011 - February 21, 2017

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/14/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/3/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LIVINGFREE SECURITIES, LLC
LIVINGFREE SECURITIES, LLC

CRD#: 325166 / SEC#: , 8-71055

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
443 N. Clark Street, Chicago, IL 60654
Mailing Address
443 N. Clark Street, Chicago, IL 60654
Phone number
(312) 670-5918
Established
Delaware since 11/14/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ONE WORLDWIDE, LLCMEMBER
BOZZELLI, ANDREW NICHOLAS JOSEPHEXECUTIVE REP.5873979
BRANT, DAVID ROBERTFINOP, POO, PFO2718478
MOSKAL, JAMES MARTINCCO4281870

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVINGFREE SECURITIES, LLC

CRD#: 325166Chicago, IL 60654

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