James Martin Moskal
Professional Summary
James Martin Moskal is a registered financial advisor currently at LIVINGFREE SECURITIES, LLC located in Chicago, Illinois. James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
LIVINGFREE SECURITIES, LLC
Contact Information
Main Address
311 West Huron Street Suite 1400, Chicago, IL 60654Mailing Address
311 West Huron Street Suite 1400, Chicago, IL 60654Phone Number
(312) 670-5918Established
Delaware since 11/14/2022Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/4/2024)
(10/10/2023)
(1/19/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Martin Moskal's CRS (Customer Relationship Summary).
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