MM
Marc E. Macaluso
BANKERS LIFE ADVISORY SERVICES
Denver, CO 80207
Some features on this profile are disabled
CRD#: 5901738
MM
Professional summary
Marc Edward Macaluso, who also goes by Mark Edward Macaluso, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Denver, Colorado and BANKERS LIFE SECURITIES, INC. located in Denver, Colorado.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Marc has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Edward Macaluso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY, INC POSITION: Insurance Agent NATURE: Insurance Company INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/23/2009 ADDRESS: 3401 Quebec St, Suite 6500, Denver CO 80207, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. 3400 NEWTON ST LLC POSITION: Owner NATURE: Rental Property and Property Management Services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 3400 Newton St, Denver CO 80211, United States DESCRIPTION: Oversee property and provide dwelling for tenants. MACNICHOLAS CAPITAL LLC POSITION: Owner NATURE: Residential Real Estate acquisition INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 1998 S Fork Dr, Lafayette CO 80026, United States DESCRIPTION: Acquire Residential Property and coordinate needed work to fix up and resale for a profit
CRS (Client Relationship Summary) - RIA
Click below to view Marc Edward Macaluso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 3401 Quebec Street Ste 6500, Denver, CO 80207RIA
CRD#: 281285
Denver, CO
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 3401 Quebec Street Ste 6500, Denver, CO 80207BD
CRD#: 173962
Denver, CO
Past
August 19, 2016 - September 7, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
LAFAYETTE, CO
Past
May 2, 2011 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2022)
RR
Arizona(7/22/2025)
RR
California(5/26/2016)
RR
Colorado(5/26/2016)
IAR
Colorado(9/15/2017)
RR
Florida(8/5/2021)
RR
Georgia(2/2/2021)
RR
Idaho(9/20/2021)
RR
Montana(5/26/2016)
RR
South Dakota(4/21/2023)
RR
Texas(10/21/2021)
RR
Wyoming(5/26/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
