Julieta I. Torres
Professional summary
Julieta Irma Torres is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Cypress, California.
Julieta is registered as a RR (Registered Representative) and started their career in finance in 2011. Julieta has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julieta Irma Torres's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
VANDERBILT SECURITIES, LLC
Office #1: 5836 Corporate Ave, Suite 130, Cypress, CA 90630November 27, 2015 - September 16, 2023
CAMDEN FINANCIAL SERVICES
March 30, 2011 - December 31, 2013
CAMDEN FINANCIAL SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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