Matthew D. Morin
Professional summary
Matthew Daniel Morin, who also goes by Matthew Morin, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Londonderry, New Hampshire and EMPOWER FINANCIAL SERVICES, INC. located in Londonderry, New Hampshire.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Daniel Morin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
January 13, 2015 - Present
EMPOWER FINANCIAL SERVICES, INC.
November 1, 2018 - October 28, 2024
EMPOWER ADVISORY GROUP, LLC
June 21, 2011 - October 2, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
