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JW

Jennifer Wigand

AMVEST CAPITAL SECURITIES LLC
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 5900477
JW

Professional summary

Jennifer Wigand is a registered financial professional currently at AMVEST CAPITAL SECURITIES LLC located in New York, New York.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2013. Jennifer has worked at 5 firms and has passed the Series 63, Series 66, Series 99TO, Series 7TO, Series 82TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Wigand's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2025 - Present

AMVEST CAPITAL SECURITIES LLC

Office #1: 570 Lexington Avenue 37th Floor, New York, NY 10022
BD
CRD#: 329978
NEW YORK, NY
Past

May 8, 2023 - November 28, 2023

DELPHOS MMJ L.P.

BD
CRD#: 137389
NEW YORK, NY
Past

October 1, 2021 - December 14, 2022

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
NEW YORK, NY
Past

September 13, 2013 - February 24, 2017

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
COLORADO SPRINGS, CO
Past

June 21, 2013 - May 10, 2018

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/6/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 10/1/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 5/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/17/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AMVEST CAPITAL SECURITIES LLC
AMVEST CAPITAL SECURITIES LLC

CRD#: 329978 / SEC#: , 8-71218

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
570 Lexington Avenue 37th Floor, New York, NY 10022
Mailing Address
570 Lexington Avenue 37th Floor, New York, NY 10022
Phone number
+1 (212) 970-1963
Established
Delaware since 01/12/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMVEST CAPITAL SECURITIES HOLDINGS INC.DIRECT OWNER
ALONSO MENDOZA, GABRIEL EMILIOCHIEF EXECUTIVE OFFICER, GSP5771610
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
OKEEFE, TRACIE ERINFINANCIAL AND OPERATIONS PRINCIPAL5924814
WIGAND, JENNIFERCHIEF OPERATING OFFICER, GSP5900477

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMVEST CAPITAL SECURITIES LLC

CRD#: 329978New York, NY 10022

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