Brian J. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Jeffrey Evans was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - January 26, 2017
PERSONAL CAPITAL ADVISORS CORPORATION
September 25, 2013 - March 19, 2014
PARK AVENUE SECURITIES LLC
August 27, 2013 - March 19, 2014
PARK AVENUE SECURITIES LLC
July 25, 2011 - June 11, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
May 12, 2011 - June 11, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL CAPITAL ADVISORS CORPORATION
CRD#: 155172 / SEC#: 801-72613
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 104,861 |
| AUM (Assets Under Management) | $ 23,087,723,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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