David T. Martin
CETERA INVESTMENT ADVISERS
CARMEL, IN 46032
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CRD#: 5899999
David Theodore MartinCETERA INVESTMENT ADVISERS
Professional summary
David Theodore Martin, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Carmel, Indiana and CETERA ADVISORS LLC located in Overland Park, Kansas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FULL FRONTAL COMEDY, THEATRICAL PERFORMANCE, SINCE JANUARY 2001, GET PERCENTAGE OF TICKET SALES. NOT INVESTMENT RELATED. 2) METROPOLITAN ENSEMBLE THEATRE, ENTERTAINMENT - THEATRICAL PERFORMANCE,SINCE 10/2009. PAY IS CONTRACTED AMOUNT THAT VARIES WITH EACH CONTRACT. NOT INVESTMENT RELATED. 3) WESTPORT CENTER FOR THE ARTS, NOT INVESTMENT RELATED, P.O. BOX 32745, KC, MO 64171, THEATRICAL PERFORMANCE, START DECEMBER 2014, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, PERFORMER - WRITE AND PERFORM COMIC SKETCHES. 4) KC IMPROV COMPANY, NOT INVESTMENT RELATED, 4010 PENNSYLVANIA, KC, MO 64111, IMPROV COMEDY, START JANUARY 2015, 3-5 HOURS PER WEEK - NOT DURING TRADING HOURS, PERFORMER. 5) RELEVANCE PRODUCTIONS, NOT INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, DIRECTOR OF SCRIPTED MATERIAL, START FEBRUARY 2015, 15-20 HOURS PER WEEK - NOT DURING TRADING HOURS, DIRECTOR. 6) THE BARN PLAYERS, NOT INVESTMENT RELATED, 6219 MARTWAY STREET, MISSION, KS 66202, THEATRICAL PERFORMANCE, START FEBRUARY 2015, 15-20 HOURS PER WEEK - NOT DURING TRADING HOURS, DIRECTOR. 7) RIGHT BETWEEN THE EARS, NOT INVESTMENT RELATED, 5233 NW BLUFF DR, KANSAS CITY, MO, 64150, ENTERTAINMENT, STARTED 7/2015, PERFORMER, APX 1 HOUR PER WEEK, NOT DURING TRADING HOURS, PUBLIC RADIO PERFORMANCE 8) THE LIVING ROOM INVESTMENT RELATED: NO ADDRESS: 1818 MCGEE KANSAS CITY MO 64108 THEATRE STARTED: 2/2016 APX 6 HOURS PER WEEK, APX 4 TRADING HOURS PER WEEK, DIRECTOR OF PLAYS & ACTOR CASTING, REHEARSING, GETTING SHOW READY, ACTING 9) NAME OF OTHER BUSINESS: ESCAPE ROOM ADDICT; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ENTERTAINMENT; START DATE: 12/2017; POSITION/TITLE/RELATIONSHIP: KANSAS CITY TEAM COORDINATOR; APX NUMBER OF HOURS PER WEEK: 0-2; APX NUMBER OF HOURS DURING TRADING HOURS: 0-2 BRIEF DESCRIPTION OF DUTIES: REVIEW LOCAL FACILITIES; 10) OLATHE CIVIC THEATRE ASSOCIATION ; INVESTMENT RELATED: NO; ADDRESS: 500 E. LOULA ST, OLATHE, KS 66061 ; NATURE OF BUSINESS: ENTERTAINMENT ; START DATE: 05/2019 ; POSITION/TITLE/RELATIONSHIP: THEATER PRODUCTIONS DIRECTOR; APX NUMBER OF HOURS PER WEEK: 0-5; APX NUMBER OF HOURS DURING TRADING HOURS: 0-5; BRIEF DESCRIPTION OF DUTIES: DIRECTING ALL ASPECTS OF ONE PARTICULAR PRODUCTION; 11) PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: SERVICING ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT RELATIONSHIPS. FORMULATING AND IMPLEMENTING ADVICE ; 12) PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED, TAX AND ACCOUNTING, STARTED: 03/2022, REFERRER, APX 2 HOURS PER WEEK, MAY BE DURING TRADING HOURS, REFER CLIENTS TO CPA; 13): PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED, ADDRESS: SAME AS REGISTERED, NATURE OF BUSINESS: LLC, STARTED: 03/2022, PART OWNER, APX 2 HOURS PER WEEK, MAY BE DURING TRADING HOURS, LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; 14) NAME OF OTHER BUSINESS: DTM FINANCIAL SERVICES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: HOLDING COMPANY, START DATE; 12/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LLC CREATED FOR TAX PURPOSES; 15) THE WHITE THEATRE AT THE JEWISH COMMUNITY CENTER OF GREATER KC INVESTMENT RELATED: NO, 5801 W. 115TH ST., OVERLAND PARK, KS 66211,THEATRE, START DATE: 04/2025, DIRECTOR, APX NUMBER OF HOURS PER WEEK: 15, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DIRECTS THEATRICAL STAGE PRODUCTION(S); 16) FIXED INSURANCE WITH VARIOUS COMPANIES; INV REL: YES; SAME AS REGISTERED LOCATION; FIXED INSURANCE; 10/1/2024; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS: 2; INSURANCE AGENT; SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view David Theodore Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11595 N Meridian St Ste 300, Carmel, IN 46032Office #2: 10955 Lowell Ave Ste 900 910, 920, 100, And 200, Overland Park, KS, 66210RIA
CRD#: 105644
CARMEL, IN
Current
July 8, 2011 - Present
CETERA ADVISORS LLC
Office #1: 10955 Lowell Ave Ste 900 910, 920, 100, & 200, Overland Park, KS, 66210Office #2: 11595 N Meridian St Ste 300, Carmel, IN 46032BD
CRD#: 10299
OVERLAND PARK, KS
Past
September 29, 2011 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2014)
RR
Arkansas(1/4/2021)
RR
California(6/6/2014)
RR
Colorado(6/6/2014)
RR
Florida(6/6/2014)
RR
Georgia(6/23/2022)
RR
Hawaii(2/10/2022)
RR
Illinois(2/13/2019)
RR
Indiana(2/7/2019)
IAR
Indiana(3/21/2024)
RR
Iowa(6/6/2014)
RR
Kansas(9/29/2011)
IAR
Kansas(3/21/2024)
RR
Kentucky(2/12/2024)
RR
Louisiana(7/31/2024)
RR
Michigan(1/4/2021)
RR
Minnesota(6/6/2014)
RR
Mississippi(2/18/2022)
RR
Missouri(6/6/2014)
RR
Montana(1/2/2025)
RR
Nevada(6/6/2014)
RR
New Mexico(6/6/2014)
RR
New York(1/3/2020)
RR
North Carolina(6/9/2014)
RR
Ohio(1/2/2024)
RR
Oklahoma(2/18/2022)
RR
Oregon(1/2/2024)
RR
Pennsylvania(1/25/2016)
RR
South Carolina(1/5/2018)
RR
Texas(6/6/2014)
IAR
Texas(3/21/2024)
RR
Virginia(2/12/2024)
RR
Washington(6/6/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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