Sean N. Rengering

WEALTH ENHANCEMENT BROKERAGE SERVICES

CINCINNATI, OH 45242

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CRD#: 5899410

Professional summary

Sean Nicholas Rengering is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Cincinnati, Ohio.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2011. Sean has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Office #1: 9360 Montgomery Rd, Cincinnati, OH 45242

CRD#: 130139

CINCINNATI, OH

Past

November 11, 2024 - June 30, 2025

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

July 13, 2018 - June 2, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

February 13, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CINCINNATI, OH

Past

May 20, 2011 - June 2, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kentucky
(6/30/2025)

Ohio
(6/30/2025)

Exams

State Security Law Exam

Series 63

Date: 1/15/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/12/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Phone number

(763) 417-1700

Established

Minnesota since 06/02/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WEALTH ENHANCEMENT GROUP, LLC	OWNER
CAHN, JAMES LOREN	VICE PRESIDENT	6052512
CAIN, STEPHANIE M	HEAD OF SUPERVISION	4081085
CLARK, LISA LYNN	OPERATIONS OFFICER	2271616
DEKKO, JEFFREY THOMAS HAROLD	VICE PRESIDENT	4648018
DIECKHAUS, JOSEPH ALAN	CHIEF COMPLIANCE OFFICER	5374613
FURCHT, ELIZABETH ANN	SECRETARY	5778785
WINDORSKI, KELLY JOSEPH	CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL	3211118

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean N. Rengering

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Nicholas Rengering's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/15/2025

Series 66

Date: 2/12/2013

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2011

FINRA

Current Firm

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

TRUST BUT VERIFY

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