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Shawn M. Powell

3RD LEVEL WEALTH
HUTCHINSON, KS 67501
Some features on this profile are disabled
CRD#: 5899075
SP

Professional summary

Shawn M Powell is a registered financial advisor currently at 3RD LEVEL WEALTH located in Hutchinson, Kansas.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shawn has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3rd Level Tax offers tax preparation and planning services to its clientele. 3rd Level Tax is a separate business entity from 3rd Level Wealth.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn M Powell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2021 - Present

3RD LEVEL WEALTH

Office #1: 10 S. Main St., Suite 4, Hutchinson, KS 67501
RIA
CRD#: 315849
HUTCHINSON, KS
Past

May 29, 2019 - December 23, 2021

CWM, LLC

RIA
CRD#: 155344
Wichita, KS
Past

May 29, 2019 - January 4, 2022

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WICHITA, KS
Past

May 6, 2016 - June 5, 2019

WADDELL & REED

RIA
CRD#: 866
WICHITA, KS
Past

May 6, 2016 - June 5, 2019

WADDELL & REED

BD
CRD#: 866
WICHITA, KS
Past

October 18, 2013 - September 10, 2014

WADDELL & REED

RIA
CRD#: 866
TOPEKA, KS
Past

October 10, 2013 - September 10, 2014

WADDELL & REED

BD
CRD#: 866
TOPEKA, KS
Past

December 10, 2012 - June 12, 2013

EDWARD JONES

RIA
CRD#: 250
TOPEKA, KS
Past

December 10, 2012 - June 12, 2013

EDWARD JONES

BD
CRD#: 250
TOPEKA, KS
Past

December 20, 2011 - November 26, 2012

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
TOPEKA, KS
Past

June 3, 2011 - September 9, 2011

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(12/20/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/8/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2011
General Securities Representative Examination

Current Firm

3L
3RD LEVEL WEALTH
3RD LEVEL WEALTH | POWELL FINANCIAL, LLC | PHILANTHROPIC FINANCIAL PLANNING | 3RD LEVEL WEALTH, LLC

CRD#: 315849 / SEC#:

Kansas
Registered Investment Advisory firm - (9/27/2021 Approved)
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Contact information

Main Address
10 S. Main St., Suite 4, Hutchinson, KS 67501
Mailing Address
1615 Cochran St, Hutchinson, KS 67501
Phone number
(620) 899-6210
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 1,595,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3RD LEVEL WEALTH

CRD#: 315849Hutchinson, KS 67501

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