Ashley M. Kulju

ROSE CAPITAL ADVISORS

MIAMI BEACH, FL 33139

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CRD#: 5898741

Professional summary

Ashley Marie Kulju is a registered financial advisor currently at ROSE CAPITAL ADVISORS, LLC located in Miami Beach, Florida and SAXONY SECURITIES, INC. located in Miami Beach, Florida.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ashley has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VARIOUS INSURANCE COMPANIES (OBA); FOR INVESTMENT RELATED BUSINESS; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; BEGAN 2014; 1-2 HRS/MONTH, 0 HRS/MO DURING TRADING HRS. 2) ASHLEY KULJU, PA (REAL ESTATE), NON-INVESTMENT RELATED; LICENSED REAL ESTATE AGENT; OWNER; STARTED 9/2013; 5 HRS/MO DURING NON TRADING HRS; SELLS REAL ESTATE UNDER ICONIC PROPERTIES, INC. 3) ROSE CAPITAL ADVISORS; DBA FOR INVESTMENT RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Marie Kulju's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2018 - Present

ROSE CAPITAL ADVISORS, LLC

Office #1: 119 Washington Avenue Suite 400, Miami Beach, FL 33139

RIA

CRD#: 173054

MIAMI BEACH, FL

Current

January 14, 2019 - Present

SAXONY SECURITIES, INC.

Office #1: 119 Washington Avenue Suite 400, Miami Beach, FL 33139

CRD#: 115547

MIAMI BEACH, FL

Past

July 14, 2011 - November 13, 2018

MICROSIGMA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 139226

Coral Gables, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSE CAPITAL ADVISORS, LLC

ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(10/16/2018)

Florida
(1/2/2020)

New York
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/5/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/16/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/15/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2019

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROSE CAPITAL ADVISORS, LLC

ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

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Contact information

Main Address

119 Washington Avenue Suite 400, Miami Beach, FL 33139

Mailing Address

Phone number

(305) 534-7673

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSE FORM ADV PART 2 WRAP FEE BROCHURE (7/25/2025)

ROSE FORM ADV 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	911
AUM (Assets Under Management)	$ 663,626,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ashley M. Kulju

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Marie Kulju's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

MICROSIGMA CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

ROSE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/2019

Series 65

Date: 6/16/2011

SIE

Date: 1/15/2019

Series 7

Date: 1/14/2019

FINRA

Current Firm

ROSE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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