Patrick A. Ward
Professional summary
Patrick Andrew Ward, who also goes by Patrick Ward, is a registered financial professional currently at ANDES CAPITAL GROUP, LLC located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Andrew Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2024 - Present
ANDES CAPITAL GROUP, LLC
Office #1: 205 West Wacker Drive Suite 610, Chicago, IL 60606October 22, 2021 - December 7, 2023
PNC CAPITAL ADVISORS LLC
October 8, 2021 - December 7, 2023
PNC CAPITAL MARKETS LLC
April 5, 2018 - September 8, 2021
FORESIDE FUND SERVICES, LLC
March 20, 2018 - September 8, 2021
TOWERS WATSON INVESTMENT SERVICES, INC.
March 22, 2011 - March 28, 2017
AON SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(6/5/2024)
Exams
FINRA
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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