RB
Robert L. Berger
FOUNDER FAMILY FINANCIAL
Austin, TX
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CRD#: 5898047
RB
Professional summary
Robert Lee Berger, who also goes by Rob Berger, Robbie Berger, is a registered financial advisor currently at FOUNDER FAMILY FINANCIAL, LLC located in Austin, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Robert has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Berger | Robbie Berger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ONGOING - YMCA TREASURER AND INCOMING PRESIDENT-OVERSEE AND MANAGE FINANCIAL HEALTH OF THE YMCA.
2)KAINO CONST., LLC-NON-INVESTMENT RELATED, HOME ADDRESS, RESIDENTIAL HOME CONSTRUCTION-OWNER-2006-CURRENTLY DEVOTE 2-3 HRS/MONTHS ALL OF WHICH ARE NOT DURING TRADING HOURS. OVERSEE RESIDENTIAL SPEC HOUS CONSTRUCTION WHEN NECESSARY. DON'T FORSEE COMPANY DOING ANY NEW BUSINESS IN THE NEXT 12 MONTHS.
3)RBF TRANSPORT, LLC-NON-INVESTMENT RELEATED, HOME ADDRESS, HAULING OF ROAD CONSTRUCTION MATERIALS. MANAGING PARTNER, 2005, CURRENTLY DEVOT 2-3 HOURS/MONTH ALL OF WHICH ARE NON-TRADING HOURS. THIS BUSINESS SHOULD CEASE OPERATIONS IN THE NEXT 12-18 MONTHS.
4)ACKER LEASING, LLC-NON INVESTMENT RELATED, HOME ADDRESS, LEASING OF TRANSPORTAION EQUIPMENT- OWNER- 2008, CURRENTLY DEVOTE 8-10 HOURS/MONTH NONE OF WHICH ARE DURING TRADING HOURS. THIS BUSINESS SHOULD CEASE OPERATIONS BY THE END OF THE YEAR.
5)BS HOLDINGS, LLC - NON INVESTMENT RELATED-616 IVANHOE DRIVE, FLORENCE, SC 29505-OWNERSHIP AND MANAGE OF RESIDENTIAL RENTAL PROPERTY.CONSULTANT - WIFE IS PARTNER 2009. THIS WILL BE ONGOING. I DEVOTE LESS THAN 1 HOURS PER MONTH WHICH IS NOT DURING TRADING HOURS.
6) THOR'S HAMMER LLC, NON-INVESTMENT RELATED, 2627 TROTTER RD, FLORENCE, SC 29501-NATURE: REAL ESTATE HLDG CO, TITLE: MANAGING PARTNER, START: 08/01/2012, 1 HR/MONTH AND NO HRS DURING TRADING HRS. MANGAGE BOOKS AND WORK WITH OTHER PARTNERS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lee Berger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2014 - Present
FOUNDER FAMILY FINANCIAL, LLC
RIA
CRD#: 171978
Austin, TX
Past
May 27, 2011 - August 25, 2014
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
Florence, SC
Past
April 18, 2011 - August 25, 2014
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
Florence, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FOUNDER FAMILY FINANCIAL, LLC
BERGER STRATEGIES | FOUNDER FAMILY FINANCIAL, LLC
CRD#: 171978 / SEC#: 801-129971
RIA
Registered Investment Advisory firm - (4/22/2024 Approved)South Carolina
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(9/9/2014)
IAR
Texas(8/11/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FF
FOUNDER FAMILY FINANCIAL, LLC
BERGER STRATEGIES | FOUNDER FAMILY FINANCIAL, LLC
CRD#: 171978 / SEC#: 801-129971
RIA
Registered Investment Advisory firm - (4/22/2024 Approved)South Carolina
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Austin, TX
Mailing Address
Phone number
(843) 621-0435
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 267,802,947 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
