PM
Paul M. Messina
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 5897543
PM
Professional summary
Paul Michael Messina, who also goes by Paul Messina, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Red Bank, New Jersey and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Paul has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 14, Series 24, Series 4 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Messina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Michael Messina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2018 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701RIA
CRD#: 157714
Red Bank, NJ
Current
May 12, 2015 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701BD
CRD#: 40077
Red Bank, NJ
Past
June 18, 2013 - May 19, 2015
PORTFOLIO ADVISORS ALLIANCE, LLC
BD
CRD#: 101680
NEW YORK, NY
Past
March 17, 2011 - June 18, 2013
JOHN THOMAS FINANCIAL
BD
CRD#: 40982
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/12/2015)
RR
Arizona(3/16/2021)
RR
California(5/12/2015)
RR
Colorado(5/14/2019)
RR
Connecticut(5/13/2015)
RR
District of Columbia(5/12/2015)
RR
Florida(5/12/2015)
RR
Georgia(5/12/2015)
RR
Illinois(4/25/2019)
RR
Indiana(5/12/2015)
RR
Iowa(5/12/2015)
RR
Kansas(5/12/2015)
RR
Kentucky(5/12/2015)
RR
Maryland(5/12/2015)
RR
Massachusetts(5/12/2015)
RR
Michigan(5/12/2015)
RR
Minnesota(5/12/2015)
RR
Missouri(5/12/2015)
RR
Nebraska(5/12/2015)
RR
Nevada(4/25/2019)
RR
New Jersey(5/12/2015)
RR
New York(5/12/2015)
IAR
New York(11/13/2021)
RR
North Carolina(5/12/2015)
RR
Ohio(5/12/2015)
RR
Oklahoma(5/12/2015)
RR
Oregon(5/12/2015)
RR
Pennsylvania(5/12/2015)
RR
Puerto Rico(1/16/2020)
RR
Rhode Island(5/12/2015)
RR
South Carolina(6/10/2022)
RR
South Dakota(9/20/2022)
IAR
Texas(6/5/2018)
RR
Texas(4/25/2019)
RR
Virgin Islands(5/13/2019)
RR
Virginia(5/12/2015)
RR
Washington(5/12/2015)
RR
Wisconsin(4/25/2019)
RR
Wyoming(7/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
