Kirsten J. Lopez

METZ CAPITAL MANAGEMENT

Lewes, DE 19958

CRD#: 5897006

Some features on this profile are disabled

Professional summary

Kirsten Julia Lopez, who also goes by Kirsten Julia Connolly, Kirsten Garton, Kirsten Connolly Lopez, is a registered financial advisor currently at METZ CAPITAL MANAGEMENT LLC located in Lewes, Delaware.

Kirsten is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kirsten has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kirsten Julia Connolly | Kirsten Garton | Kirsten Connolly Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirsten Julia Lopez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2026 - Present

METZ CAPITAL MANAGEMENT LLC

Office #1: 429 Kings Hwy, Lewes, DE 19958

RIA

CRD#: 108382

Lewes, DE

Past

January 20, 2016 - February 6, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

REHOBOTH BEACH, DE

Past

December 1, 2015 - February 6, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

REHOBOTH BEACH, DE

Past

March 3, 2011 - October 24, 2012

BELL ROCK CAPITAL, LLC

RIA

CRD#: 139163

REHOBOTH BEACH, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(4/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2015

General Securities Representative Examination

Current Firm

METZ CAPITAL MANAGEMENT LLC

CRD#: 108382 / SEC#: 801-56612

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Delaware

Registered Investment Advisory firm - (6/12/2012 Approved)

Maryland

Registered Investment Advisory firm - (5/14/2024 Revoked)

New Jersey

Registered Investment Advisory firm - (4/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

439 Kings Hwy, Lewes, DE 19958

Mailing Address

Phone number

(302) 644-1193

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 86,352,197

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Merlonghi

DAKOTA WEALTH, LLC

IAR

LEWES, DE

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kirsten J. Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirsten Julia Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

METZ CAPITAL MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BELL ROCK CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2016

SIE

Date: 2/6/2017

Series 7

Date: 12/1/2015

Current Firm

METZ CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

METZ CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors