JW
Joseph Webb
CETERA INVESTMENT ADVISERS LLC
KNOXVILLE, TN 37919
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CRD#: 5896726
JW
Professional summary
Joseph Webb, who also goes by J Mark Webb, J. Mark Webb, Joseph Mark Webb, Mark Webb, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Knoxville, Tennessee and CETERA INVESTMENT SERVICES LLC located in Knoxville, Tennessee.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Mark Webb | J. Mark Webb | Joseph Mark Webb | Mark Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)REGIONS BANK, FINANCIAL ADVISOR; 2.)ROTARY CLUB OF KNOXVILLE. .5 HR WK/0 COMP. CIVIC SERVICES. DOES NOT INVOLVE SECURITIES OR CLIENTS. 3.) BOARD MEMBER FOR KID'S PLACE AT SEQUOYAH, INC; AFTER SCHOOL PROGRAM FOR ELEMENTARY SCHOOL CHILDREN
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Webb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 151 Major Reynolds Place, Knoxville, TN 37919RIA
CRD#: 105644
KNOXVILLE, TN
Current
April 4, 2013 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 151 Major Reynolds Place, Knoxville, TN 37919BD
CRD#: 15340
Knoxville, TN
Past
April 4, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
KNOXVILLE, TN
Past
May 9, 2011 - April 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KNOXVILLE, TN
Past
April 15, 2011 - April 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2016)
RR
Alaska(1/3/2025)
RR
Arkansas(6/9/2017)
RR
California(9/6/2023)
RR
Florida(12/26/2013)
RR
Georgia(3/20/2014)
RR
Illinois(1/14/2020)
RR
Kansas(3/18/2016)
RR
Kentucky(3/29/2016)
RR
Louisiana(7/28/2015)
RR
Maine(6/18/2025)
RR
Massachusetts(8/22/2016)
RR
Michigan(4/24/2019)
RR
Mississippi(8/2/2013)
RR
Missouri(9/26/2024)
RR
New Jersey(11/1/2016)
RR
New York(5/30/2024)
RR
North Carolina(4/4/2016)
RR
Ohio(10/9/2014)
RR
Pennsylvania(4/12/2016)
RR
South Carolina(4/4/2013)
RR
Tennessee(4/4/2013)
IAR
Tennessee(1/21/2014)
RR
Texas(7/13/2015)
IAR
Texas(4/15/2019)
RR
Virginia(2/18/2015)
RR
Wisconsin(1/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Knoxville, TN 37919TRUST BUT VERIFY
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