RS
Robert R. Shipe
CETERA INVESTMENT ADVISERS LLC
SAN LUIS OBISPO, CA 93401
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CRD#: 5896463
RS
Professional summary
Robert Raul Kalani Shipe, who also goes by Robert Shipe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Luis Obispo, California and CETERA ADVISORS LLC located in San Luis Obispo, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Shipe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, ST ART DATE 06/2011, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: ONE, NOT DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2) WILDE WEALTH MANAGEMENT GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 07/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 20 DURING TRADING HOURS,BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) ABSOLUTE JANITORIAL, NOT INVESTMENT RELATED358 JUNIPERO WAY, SAN LUIS OBISPO, CA, OFFICE CLEANING, STARTED 01/2025, POSITION/TITLE/RELATIONSHIP: MANAGER, APX ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; INVOICING, ACCEPT PAYMENTS, PAY BILLS: 4) NAME OF OTHER BUSINESS: FINANCIAL OFFICES OF ROBERT R. SHIPE, LLC DBA WILDE WEALTH MANAGEMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 8/2021; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SIGN, MAINTAIN LEASE AND OTHER BUISNESS CONTRACTS, COLLECT RENTAL INCOME FROM OFFICE IN OUR SUITE, INCOME FROM ADVISOR BUSINESS; TRACK AND PAY EXPENSES, TAXES, PAYROLL AND RELATED FUNCTIONS;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Raul Kalani Shipe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 656 Santa Rosa St Ste 3a, San Luis Obispo, CA 93401RIA
CRD#: 105644
SAN LUIS OBISPO, CA
Current
August 2, 2021 - Present
CETERA ADVISORS LLC
Office #1: 656 Santa Rosa St Ste 3a, San Luis Obispo, CA 93401BD
CRD#: 10299
San Luis Obispo, CA
Past
August 2, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
SAN LUIS OBISPO, CA
Past
June 28, 2011 - August 3, 2021
EDWARD JONES
RIA
CRD#: 250
SAN LUIS OBISPO, CA
Past
April 5, 2011 - August 3, 2021
EDWARD JONES
BD
CRD#: 250
SAN LUIS OBISPO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/2/2021)
RR
California(8/2/2021)
IAR
California(3/21/2024)
RR
Colorado(8/2/2021)
RR
Florida(9/24/2025)
RR
Georgia(1/3/2023)
RR
Hawaii(8/2/2021)
RR
Idaho(8/3/2021)
RR
Nevada(8/2/2021)
RR
New Jersey(8/3/2021)
RR
New Mexico(1/3/2023)
RR
Oregon(8/2/2021)
RR
Pennsylvania(1/3/2023)
RR
Texas(8/2/2021)
IAR
Texas(3/21/2024)
RR
Virginia(8/2/2021)
RR
Washington(8/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644San Luis Obispo, CA 93401TRUST BUT VERIFY
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