DS
Daniel V. Sen
PARALEL DISTRIBUTORS
Denver, CO 80290
Some features on this profile are disabled
CRD#: 5896043
DS
Professional summary
Daniel Vinh Sen, who also goes by Dan Sen, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2020. Daniel has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dan Sen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Vinh Sen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2022 - Present
PARALEL DISTRIBUTORS
Office #1: 1700 Broadway Suite 1850, Denver, CO 80290BD
CRD#: 316115
Denver, CO
Past
September 28, 2020 - August 11, 2021
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/3/2022)
RR
Alaska(10/3/2022)
RR
Arizona(10/3/2022)
RR
Arkansas(10/3/2022)
RR
California(10/3/2022)
RR
Colorado(9/1/2022)
RR
Connecticut(10/3/2022)
RR
Delaware(10/3/2022)
RR
District of Columbia(9/1/2022)
RR
Florida(1/2/2024)
RR
Georgia(10/3/2022)
RR
Hawaii(10/3/2022)
RR
Idaho(10/3/2022)
RR
Illinois(10/3/2022)
RR
Indiana(1/2/2024)
RR
Iowa(10/3/2022)
RR
Kansas(10/3/2022)
RR
Kentucky(10/3/2022)
RR
Louisiana(9/1/2022)
RR
Maine(10/3/2022)
RR
Maryland(9/1/2022)
RR
Massachusetts(10/3/2022)
RR
Michigan(10/3/2022)
RR
Minnesota(1/2/2024)
RR
Mississippi(10/3/2022)
RR
Missouri(10/3/2022)
RR
Montana(10/3/2022)
RR
Nebraska(10/3/2022)
RR
Nevada(10/3/2022)
RR
New Hampshire(10/3/2022)
RR
New Jersey(10/3/2022)
RR
New Mexico(10/3/2022)
RR
New York(10/3/2022)
RR
North Carolina(10/3/2022)
RR
North Dakota(10/3/2022)
RR
Ohio(10/4/2022)
RR
Oklahoma(10/3/2022)
RR
Oregon(10/3/2022)
RR
Pennsylvania(10/3/2022)
RR
Puerto Rico(1/2/2024)
RR
Rhode Island(10/3/2022)
RR
South Carolina(10/3/2022)
RR
South Dakota(10/3/2022)
RR
Tennessee(10/3/2022)
RR
Texas(10/3/2022)
RR
Utah(10/3/2022)
RR
Vermont(10/3/2022)
RR
Virgin Islands(1/2/2024)
RR
Virginia(10/3/2022)
RR
Washington(10/3/2022)
RR
West Virginia(10/3/2022)
RR
Wisconsin(10/3/2022)
RR
Wyoming(10/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC
CRD#: 316115 / SEC#: , 8-70771
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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