Melvin D. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Daniel Smith, who also goes by Dan Smith, M. Daniel Smith, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 2011. Melvin had worked at 2 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2017 - April 28, 2022
MOBILITY SECURITIES, LLC
April 5, 2011 - June 2, 2017
BURCH & COMPANY, INC
State Registrations and Notice Filings
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Exams
Current Firm
MOBILITY SECURITIES, LLC
CRD#: 285222 / SEC#: , 8-69833
Contact information
Documents
Red Flags
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