Brian R. Littlejohn

SHERWOOD WEALTH MANAGEMENT

BASALT, CO 81621

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CRD#: 5895687

Professional summary

Brian Rodney Littlejohn, CFP® is a registered financial advisor currently at SHERWOOD WEALTH MANAGEMENT located in Basalt, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Brian has worked at 3 firms .

Biography

Prior to founding Sherwood Wealth Management, I advised clients at a multi-billion-dollar wealth management firm in the San Francisco Bay Area and a boutique wealth management firm in Boulder, Colorado. Before pursuing my passion for personal finance, I served as an officer in the United States Air Force.

Today, I live outside of Aspen, Colorado with my wife and our two young boys.

Question & Answer

What are your service offerings?

Socially Responsible Investing

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Inheritance

Do you have an area of expertise or specialization?

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Socially Responsible Investmen...

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Rodney Littlejohn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

September 26, 2014 - Present

SHERWOOD WEALTH MANAGEMENT

Office #1: 310 Market St, Basalt, CO 81621

RIA

CRD#: 172687

BASALT, CO

Past

January 23, 2024 - May 24, 2024

OPUS FINANCIAL SOLUTIONS LLC

RIA

CRD#: 282311

BASALT, CO

Past

March 28, 2011 - August 10, 2012

THE WEALTH CONSERVANCY, INC.

RIA

CRD#: 112024

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SHERWOOD WEALTH MANAGEMENT

SHERWOOD INVESTMENT MANAGEMENT | SHERWOOD WEALTH MANAGEMENT | SHERWOOD INVESTMENT MANAGEMENT LLC

CRD#: 172687 / SEC#:

California

Registered Investment Advisory firm - (12/31/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/14/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

310 Market St, Basalt, CO 81621

Mailing Address

Phone number

(970) 710-0330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 22,086,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Brian R. Littlejohn

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Rodney Littlejohn's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHERWOOD WEALTH MANAGEMENT

OPUS FINANCIAL SOLUTIONS LLC

THE WEALTH CONSERVANCY, INC.

State Registrations and Notice Filings

Exams

Current Firm

SHERWOOD WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHERWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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