EH
Erin M. Hall
WELLTH ADVISORY SERVICES
Palos Verdes, CA 90275
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CRD#: 5895679
EH
Professional summary
Erin Morsch Hall, AIF®, who also goes by Erin Melissa Morsch, Erin Morsch, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Palos Verdes, California and LPL FINANCIAL LLC located in Palos Verdes, California.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Erin has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin Melissa Morsch | Erin Morsch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/11/2019 - Bermudez Hall Retirement Group LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/20/2019 - 1 Hours Per Month During Securities Trading. 2. 12/18/2019 - FlexMatch - Not Investment Related - At Reported Business Location(s) - Student Loan Payment Program - Started 09/01/2019 - 5 Hours Per Month During Securities Trading - SALES PERSON FOR FLEX MATCH. 3. 4/8/2020 - Bermudez Hall Retirement Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/17/2019 - 5 Hours Per Month/2 Hours During Securities Trading. 4. 7/13/2021 - SRP Ventures, LLC - Not Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 5/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Making a passive investment in Vestwell, Inc which is a digital recordkeeper. 5. 11/29/2021 - SRP Risk Management LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/10/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 6. 2/4/2022 - No Business Name - Not Inv Related - At Reported Business Location(s) - Other-Book Sale Proceeds - Started 02/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Wrote a book, "8 Signs Your 401(k) Plans is Underserviced by Your Advisor and how you can EXPECT MORE". 7. 11/04/2022 - Pretekt, LLC - Not Inv Related - At Reported Business Location(s) - Other - Health Care Consulting, Non Fiduciary Role - Managing Director - Start Date - 10/01/2022 - 10 Hours Per Month/5 Hours During Securities Trading 8. 06/2023 Non-Profit Board Member: American Retirement Association (ARA) Council for Women council member representing the National Association of Plan Advisors (NAPA) (member organization of the ARA). Not inv related. This is not a business, it is an advisory leadership group with no employees. 9. 04/19/2024 - Inv Rel - El Segundo, CA - Real Estate Rental - Start: 1/12/24 - 0 Hr/Mo. 10. 12/03/2024- WELLTH ADVISORY SERVICES LLC- Registered Investment Advisor- IAR- Investment Related- At Reported Business Location(s) - Start Date 07/01/2024- 150 hours per month/ 5 hours during trading- I provide investment advisory services through WELLTH ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 12/05/2024- Independent Insurance Agent- Non-Variable Insurance- Insurance Agent- Investment Related - At Reported Busienss Location(s) - Start Date 11/21/2024 - 1 hour per month/ during trading 12. 12/24/2024- Strategic Retirement Partners- Registered Investment Advisor DBA- IAR- Investment Related - At Reported Busienss Location(s) - Start Date 07/01/2024 - 120 hours per month/ 40 hours during trading
CRS (Client Relationship Summary) - RIA
Click below to view Erin Morsch Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 500 Silver Spur Road Suite 121, Palos Verdes, CA 90275RIA
CRD#: 330537
Palos Verdes, CA
Current
June 7, 2019 - Present
LPL FINANCIAL LLC
Office #1: 500 Silver Spur Rd Ste 121, Palos Verdes, CA 90275RIA
BD
CRD#: 6413
PALOS VERDES, CA
Past
June 7, 2019 - July 5, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Palos Verdes, CA
Past
January 25, 2013 - June 12, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ROLLING HILLS ESTATES, CA
Past
December 21, 2012 - June 12, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ROLLING HILLS ESTATES, CA
Past
April 15, 2011 - December 10, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/7/2019)
IAR
California(6/28/2024)
RR
New York(6/7/2019)
RR
South Carolina(6/7/2019)
RR
Texas(6/7/2019)
IAR
Texas(6/28/2024)
IAR
Utah(7/18/2024)
RR
Wisconsin(6/7/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Palos Verdes, CA 90275TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
